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Showing 21 - 30 of 101 results for shaw and partners

FSCP issues another registration prohibition order

KARREN VERGARA | WEDNESDAY, 13 DEC 2023

... prohibition order until after 17 May 2025 for being insolvent under administration. Canberra-based Anderson is a representative of Shaw and Partners. He was previously licensed with EP Financial Services. The FSCP works alongside ASIC to oversee cases ...

FSCP serves up registration prohibition order

KARREN VERGARA | MONDAY, 11 DEC 2023

... is expected to lift. ASIC's Financial Adviser register still shows that Canberra-based Anderson is a representative of Shaw and Partners. He was previously licensed with EP Financial Services. The panel found Anderson to be insolvent under administration ...

Managed accounts FUM hits $162bn

KARREN VERGARA | TUESDAY, 5 SEP 2023

... equities), Infinity Asset Management (Aussie equities small caps), Lonsec (ESG), Franklin Templeton (international equities), Shaw and Partners (fixed interest), Drummond Capital Partners (multi-asset) and Nucleus Wealth (innovation).

IMAP names annual award winners

JAMIE WILLIAMSON | MONDAY, 28 AUG 2023

... Asset Management for Aussie equities small caps. On the international equities front, the gong went to Franklin Templeton. Shaw and Partners took out the award for fixed interest options, while Drummond Capital Partners was awarded for having the best ...

Banned adviser told to stay put

CHLOE WALKER | FRIDAY, 16 JUN 2023

Having already permanently banned former Shaw and Partners senior adviser Kristofer Ridgway, ASIC has now made sure he cannot leave or attempt to leave Australia. Interim travel restraint orders were made on June 11 following the regulator's application. ...

Blackwattle Investment Partners debuts

CHLOE WALKER | TUESDAY, 23 MAY 2023

... investors include Perth's Mimaro Family Office and the Wall Family Office, as well as private investors William Taylor and Kemper Shaw, former NAB and Tattarang executive Andrew Hagger, and Flannery Family Office chief investment officer Quentin Flannery. ...

Uptick in adviser numbers: Research

KARREN VERGARA | WEDNESDAY, 3 MAY 2023

... Capstone Financial Planning (259), Lifespan Financial Planning (258), SMSF Advisers Network (241), Fortnum Private Wealth (213), Shaw and Partners (174), and Infocus Securities (172) make up the top 10 non-aligned licensees. Insignia continues to be ...

Former Shaw and Partners adviser banned

JAMIE WILLIAMSON | THURSDAY, 13 APR 2023

A former Shaw and Partners financial adviser was permanently banned by ASIC after it was determined he was not competent and likely to breach the law again. It followed an investigation that found he, among other things, accepted unlawful commissions ...

Maple-Brown Abbott names investment director

CHLOE WALKER | MONDAY, 17 OCT 2022

... experience in infrastructure investing, Stark most recently served as director, institutional equities research sales at Shaw and Partners. Before that, he worked for 14 years at RBC Capital Markets, working with institutional equity investors locally ...

CountPlus takes stake in WSC Group

ANDREW MCKEAN | TUESDAY, 5 JUL 2022

... adding an additional three authorised representatives to the CountPlus-owned licensee. WSC Group managing director David Shaw welcomed the investment and the benefits it will bring to their clients. Shaw said: "We have long been familiar with the CountPlus ...

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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