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Showing 21 - 26 of 26 results for "Mark Steward"

ASIC obtains undertakings following Federal Court proceedings

... seeking to raise funds from the investing public do so in accordance with the law," ASIC's director of enforcement, Mark Steward said.

ASIC places permanent ban on adviser

... imprisonment, to be released after a year, upon entering a good behaviour bond for 15 months. In announcing the ban Mark Steward, ASIC's Director Enforcement, said ASIC would "not tolerate advisers who use their positions for their own gains, and we ...

ASIC imposes three-year ban on South Australian adviser

... to protect the public from advisers who do not act efficiently, honestly and fairly, as required by the law," said Mark Steward, ASIC's director of enforcement. Holmes had operated as a financial planner and adviser and as the sole proprietor of Liberty ...

Adelaide financial adviser sentenced to a year in jail

... clients' money, and will seek not only compensation orders, but also criminal sanctions', ASIC director of enforcement Mark Steward said. Approximately $99,315 was recovered for the elderly client. The balance remains outstanding. The Commonwealth Director ...

Former Queensland financial adviser jailed

... who misuse their position for personal gain at the expense of their clients will be punished by the courts," said Mark Steward, ASIC's director enforcement. "ASIC will continue to pursue dishonest advisers and have them not only removed from the industry ...

ASIC appoints McLaughlins to manage $37 million property schemes

... that the interests of investors in the scheme are protected following the revocation of Entitle's licence," said Mark Steward, ASIC director of enforcement. ASIC also found that Entitle had failed to maintain the requisite value of $50,000 in net tangible ...
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