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Showing 21 - 23 of 23 results for "MDA services"

Industry uncertainty limits MDAs

ELISE BURGESS  |  THURSDAY, 28 JUL 2011
... clarity in the wider wealth management market. Toby Potter, IMAP chair, said there was little understanding of the MDA services available, and as such, planning dealer groups were failing to see how MDA could work for their business. "We are seeing increased ...

Advisers must justify complex products: ASIC

MATT WOODINGTON  |  MONDAY, 14 MAR 2011
... on portfolio valuation transactions during the relevant period. ASIC will also monitor margin lending to invest in MDA services, which must be appropriate for the client. In October 2010, ASIC issued a statement warning consumers to be wary of 'fake ...

AFS licensees given notice on MDA authorisations

... the correct authority ahead of the deadline. "While ASIC will be flexible in the assessment of applicants under the MDA services policy, AFS licensees must apply early to avoid missing the 10 December 2004 deadline," ASIC\'s deputy executive director ...
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