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Showing 21 - 30 of 98 results for "LLC"

New private trades platform for family offices

KANIKA SOOD  |  WEDNESDAY, 10 JUN 2020
... Australian HNWs can get access to the new platform, a spokesperson said. The company will collaborate with GTS Securities LLC on the launch of the ClearList initiative, where GTS will make capital commitments for ClearList to facilitate liquidity, which ...

Magellan to use BasisCode for trading compliance

KANIKA SOOD  |  TUESDAY, 2 JUN 2020
Magellan Financial Group will use Atlanta-based BasisCode Compliance LLC as the provider of its personal trading system. Magellan will implement BasisCode's Essential, Personal Trading Manager and Insider Trading Manager products. The ASX-listed fund ...

US regulator settles with Ares

KANIKA SOOD  |  WEDNESDAY, 27 MAY 2020
Ares Management LLC, which has a joint venture with Challenger's Fidante Partners in Australia via a related company, has paid US$1 million to settle charges alleging it traded in a portfolio company based on non-public information while an employee ...

Court to decide OneVue claim over Sargon sale

KANIKA SOOD  |  WEDNESDAY, 6 MAY 2020
... company announced New Yorker Teddy Wasserman of CloverHill Capital and Australian-origin Matthew Kibble of Kibble Holdings LLC are joined by Vista Credit Partners (who is also providing the financing) as joint equity investors in the purchase. APRA and ...

New buyers for Sargon businesses confirmed

KANIKA SOOD  |  TUESDAY, 5 MAY 2020
... veteran for the board. New Yorker Teddy Wasserman of CloverHill Capital and Australian-origin Matthew Kibble of Kibble Holdings LLC are joined by Vista Credit Partners (who is also providing the financing) as joint equity investor. APRA and Foreign Investments ...

Afterpay coughs up $1.5m over US loans

ALLY SELBY  |  TUESDAY, 17 MAR 2020
... credit to California residents under a California Financing Law (CFL) license issued to its affiliate, Afterpay US Services, LLC." Despite this, Afterpay maintains it was not providing an illegal service. "Afterpay had been operating a consumer credit ...

AustralianSuper, QIC back investment manager

JAMIE WILLIAMSON  |  THURSDAY, 6 FEB 2020
... American market." Other assets held by QIC in the US include CampusParc at the Ohio State University, MasParc and Mobility LLC at Northeastern University, and a 40% stake in California's Long Beach Courthouse. Also commenting, Generate chief executive ...

Millions up in smoke in cannabis scam

ELIZABETH MCARTHUR  |  WEDNESDAY, 22 JAN 2020
... fictitious company amounts to approximately US $4.85 million. Griffithe is accused of selling investors ownership interests in SMRB LLC, a Washington based company owned by Russell that had a licence to grow marijuana under the state's recreational cannabis ...

Ponzi scheme fined $1.4bn

KANIKA SOOD  |  WEDNESDAY, 30 JAN 2019
... retail investors in the US has been ordered to pay US$1 billion in penalties and disgorgement. Woodbridge Group of Companies LLC and its former owner and chief executive Robert H. Shapiro lured retail investors by offering them 5-10% in returns annually ...

QIC signs US investment partnership

KANIKA SOOD  |  TUESDAY, 29 JAN 2019
... partnership, building its American infrastructure presence. QIC Global Infrastructure has formed a new company MasParc and Mobility LLC that will take over the management of the parking system after a transition period at Northeastern, a Boston-based ...