Search Results | Showing 21 - 30 of 137 results for "Investment Governance" |
| | | ... undertaking from Netwealth and imposed licence conditions on Diversa Trustees and Equity Trustees to address investment governance-related concerns. The panel further asked APRA to detail how it engages with the platforms and how it enforces action. ... |
| | | | ... board as operating chief, along with consultants Di Mo and Keean Tan, who joined the capital markets and investment governance teams, respectively. Three further recruits have signed up-Matthew Parsons, Xize Guo, and quantitative analyst Jeffrey Cheng-rounding ... |
| | | | ... AustralianSuper's governance lead for internal mandates, has taken up a role with Future Fund as an investment governance specialist. Before his two years at Australia's largest super fund, Roodt was a director in Deloitte's Investment & ... |
| | | | ... departure from Insignia Financial. Kim has been appointed senior product manager and will work within the investment governance side of the business. He spent around two years at Insignia Financial as senior manager of wrap investment governance. Previously ... |
| | | | ... consultant has confirmed the appointment of Steven Tang who brings experience in portfolio construction, investment governance and adviser consulting. At Ascalon, he'll work with advice businesses to bring structure and strategic clarity to their ... |
| | | | Netwealth said its APRA-mandated investment governance overhaul is underway and is being led at the executive level. This was part of its agreement with ASIC in December under which it said it will repay $101 million to super members who accessed the ... |
| | | | ... Shield. In December, APRA imposed additional licence conditions on ETSL to address concerns relating to its investment governance frameworks and practices, including oversight of platform investment options made available to members. However, Netwealth ... |
| | | | ... placed to help advisers navigate that transition." Cilmi spent seven years at Praemium, where he led the investment governance team responsible for appointing and monitoring all securities on the Praemium and Powerwrap platforms. It is understood his ... |
| | | | ... collapses and, more recently, was hit with additional licence conditions by APRA due to concerns relating to its investment governance. Diversa, however, remains steadfast in its position that the First Guardian scheme was fraudulent. As a result, the ... |
| | | | ... in the wake of the Shield and First Guardian collapses. APRA said it has concerns relating to Diversa's investment governance frameworks and practices, including oversight of platform investment options made available to members. This comes in the wake ... |
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