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Search ResultsShowing 21 - 25 of 25 results for "Dover Financial Advisers"
Former Financial Wisdom adviser banned
EMMA RAPAPORT  |  FRIDAY, 29 SEP 2017
... time Houghton was also a cross-endorsed authorised representative of Commonwealth Financial Planning and Dover Financial Advisers. ASIC deputy chairman Peter Kell said the regulator will continue to take action and remove advisers who engage in serious ...
Two Victorian advisers cop bans
KARREN VERGARA  |  TUESDAY, 16 MAY 2017
... Group until 28 March 2014. The investigation was initiated after receiving a breach notification from Dover Financial Advisers, ASIC said, and is part of its crackdown on identifying and remediating non-compliant advisers under its Wealth Management ...
Midwinter gives Dover discount digital advice
STAFF WRITER  |  THURSDAY, 24 SEP 2015
Midwinter has partnered with Dover Financial Advisers to offer competitive pricing for AdviceOS, its digital advice platform. As reported in Financial Standard in May , AdviceOS is a holistic digital advice solution, which enables clients of AFSLs to ...
Dover in search of compliance staff
LAURA MILLAN  |  TUESDAY, 23 SEP 2014
Dealer group Dover Financial Advisers has appointed a new executive to the compliance team and identified the need for at least two more to accommodate advice firms' growth. According to the latest Rainmaker Advantage report from March 2014, Dover is ...
New funds on Emerald Wrap
BEN COLLINS  |  WEDNESDAY, 14 NOV 2012
... Australians. The platform has received early success with support from Premium Wealth Management, Sentry and Dover Financial Advisers, it said in a statement. "We find that most managers now understand the need to consider Environmental, Social and Corporate ...
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