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Showing 21 - 30 of 53 results for "Barclays Capital"

Aura appoints new head of distribution

ALEX BURKE  |  THURSDAY, 10 AUG 2017
... distribution at BNY Mellon, head of distribution Asia ex-Japan at Credit Suisse, and head of distribution at Barclays Capital Fund Services. He has also held senior roles at Goldman Sachs JBWere, Skandia Australia, Permanent Trustees and BT Financial ...

QIC appoints investments director from LaSalle

ALEX BURKE  |  WEDNESDAY, 19 JUL 2017
... Australia and New Zealand at LaSalle Investment Management. Before that, she held senior positions at Macquarie, Barclays Capital and Stockland. Wilkinson will work alongside QIC's business development directors and investment specialists and report ...

Barclays refunds US$97m for overcharging clients

KARREN VERGARA  |  WEDNESDAY, 17 MAY 2017
Banking and financial services giant Barclays Capital has agreed to refund $97 million to clients for misrepresenting services and overcharging advisory and mutual fund fees. An investigation by the US Securities and Exchange Commission found Barclays ...

Barclays fined following ASIC investigation

JAMIE WILLIAMSON  |  FRIDAY, 24 MAR 2017
... an AFSL. The enforceable undertaking was accepted following concerns that the Barclays entities - US-domiciled Barclays Capital (BCI), Hong Kong-based Barclays Capital Asia (BCAL) and UK-domiciled Barclays Capital Securities (BCSL) - had significantly ...

Investec appoints new managing director

DARREN SNYDER  |  FRIDAY, 17 JUN 2016
... Suisse. Prior to this Lazzoppina held the roles of head of mergers and acquisitions and head of industrials at Barclays Capital Investment Banking. Lazzoppina joins recent senior Investec hires Christopher Stefanovski and Uyi Ighodaro. The appointments ...

Man Group appoints EM debt head

ALEX BURKE  |  WEDNESDAY, 27 JAN 2016
... from 2011 overseeing the firm's emerging markets fixed income business. Before HSBC, he held roles at PIMCO, Barclays Capital and Deutsche Bank. OssA(C)s will report to Man GLG co-chief executive Teun Johnston, who said that "[OssA(C)s] has extensive ...

First State Super appoints ex-Barclays risk head

ALEX BURKE  |  FRIDAY, 18 SEP 2015
... Sortwell joins FSS from Barclays Investment Bank, where he was head of risk for the fund solutions group within the Barclays Capital business. Prior to that role, he was a senior risk manager at Barclays Capital, and before that, he held the same position ...

BlackRock boosts iShares sales team

LAURA MILLAN  |  THURSDAY, 13 AUG 2015
... market structure, trading and execution," head of iShares Australia Jon Howie said. Alex Zaika joins iShares from Barclays Capital, where he was a sales manager focusing on investor solutions. He will be director of wealth advisory sales strategist ...

CBA exec to head Westpac Institutional Bank

LAURA MILLAN  |  TUESDAY, 26 MAY 2015
... senior roles at CBA, including group treasurer from 2007 to 2013. She was also head of financial institutions at Barclays Capital in Australia and head of securitisation at Citibank in Australia. "Lyn is a highly experienced banker, and is well-recognised ...

MSCI makes key hire to lead local ETF charge

MARK SMITH  |  MONDAY, 16 FEB 2015
... Consulting and ETF Portfolio Solutions, which he founded in 2010. Prior to that, he was head of investor solutions at Barclays Capital in Australia. Between 2000 and 2009, Bradbury held several senior positions at Barclays Global Investors (BGI), including ...