Search Results | Showing 21 - 30 of 1867 results for "Authority" |
| | | ... creditors, noting two lead determinations have been made against the licensee by the Australian Financial Complaints Authority (AFCA) regarding its involvement in the Shield and First Guardian collapses. "Sequoia believes that concern is unfounded," ... |
| | | | ... treatment of counterfactual loss for CSLR-eligible financial advice complaints. The Australian Financial Complaints Authority (AFCA) generally determines loss in financial advice complaints using a counterfactual ('but for') approach, comparing the consumer's ... |
| | | | ... Interprac's creditors, including its liabilities in relation to complaints sitting with the Australian Financial Complaints Authority (AFCA) regarding the collapse of the Shield and First Guardian Master Funds. There are currently more than 900 open ... |
| | | | ... SMSFs from CSLR eligibility entirely but still be able to make a complaint with the Australian Financial Complaints Authority (AFCA). For the next steps, Mulino said: "I will convene a second CSLR and consumer protection roundtable in the coming weeks ... |
| | | | The Australian Prudential Regulation Authority (APRA) has appointed two new executive directors to fill recent vacancies. Peter Kohlhagen has been promoted from general manager of superannuation to executive director of policy and advice following the ... |
| | | | The Federal Court has ordered Oztures Trading, known as Binance Australia Derivatives, to pay $10 million after it was found to have misclassified more than 85%, or 524, of its retail clients between July 2022 and April 2023. ASIC commenced legal proceedings ... |
| | | | The Australian Financial Complaints Authority (AFCA) has named its inaugural chief scams officer, as flagged earlier this month. David Lacey has been appointed to the newly created role. Most recently, Lacey was the founder and chief executive of IDCARE ... |
| | | | ... patiently fighting to reclaim her superannuation money, regularly communicating with the Australian Financial Complaints Authority (AFCA). On top of this and her job, she finds time to educate and support other victims. Kee is part of the First Guardian ... |
| | | | ... within self-managed super fund accounts." Given the InterPrac complaints made to the Australian Financial Complaints Authority (AFCA), Sequoia said if the sale completes, the new owner "may elect to withdraw or accelerate the AFCA determinations and ... |
| | | | ... support services available within the Sequoia group." Sequoia is currently suing the Australian Financial Complaints Authority (AFCA) for a December 2025 determination relating to one of its representatives and advice provided regarding the Shield Master ... |
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