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Showing 381 - 390 of 1037 results for "Panel"

Best in show, but for how long?

JAMIE WILLIAMSON  |  FRIDAY, 11 JAN 2019
... grade. FirstChoice Employer would be the lone retail fund on the list. This is assuming it is three-year returns the expert panel would be using to determine the shortlist, given the Productivity Commission's recommendation to review the best-in-show ...

Best-in-show splits industry

KARREN VERGARA  |  FRIDAY, 11 JAN 2019
... said. At the time the draft report was released, BTFG chief executive Brad Cooper backed the idea of establishing an expert panel to select the best funds to help guide consumer choice. The Commission wants a Federal Government-backed expert panel to ...

Productivity Commission shakes up default superannuation

KARREN VERGARA  |  THURSDAY, 10 JAN 2019
... super account and fail to make a choice of their own, it said. The shortlist would be compiled by an independent expert panel and assess the list every four years based on investment strategy and performance, fees, governance and innovation default insurance ...

ASIC appoints second deputy chair

KARREN VERGARA  |  FRIDAY, 7 DEC 2018
... Access Capital Advisers and chief executive role at Access Economics. In 2015, Chester was appointed to chair an expert panel to review ASIC's capabilities. The four-month review resulted in a number of key changes to strengthen ASIC. Treasurer Josh ...

Impact investment manager grows board

JAMIE WILLIAMSON  |  FRIDAY, 7 DEC 2018
The deputy chair of ASIC's Markets Disciplinary Panel joined a $730 million impact fund manager as a guardian of purpose. Impact Investment Group (IIG) has welcomed legal and risk professional Cilla Boreham to the board of Impact Funds Management, which ...

ASIC appoints to disciplinary panel

KANIKA SOOD  |  FRIDAY, 30 NOV 2018
Heads from stockbrokers Macquarie Securities and Morgans are among new appointees to a peer review panel at ASIC. The corporate regulator has added four members to its markets disciplinary panel, which peer reviews the decisions about whether infringement ...

Court fines stockbroker $350k

KARREN VERGARA  |  THURSDAY, 22 NOV 2018
... regarding a post-trade alert systems to ensure that it complied with the ASIC's Market Integrity Rules. The Markets Disciplinary Panel gave State One, which has offices in Perth and Sydney, an infringement notice on 31 March 2016 for failing to comply ...

UBS fined for careless conduct

DARREN SNYDER  |  WEDNESDAY, 21 NOV 2018
ASIC's Markets Disciplinary Panel confirmed UBS Securities paid a $120,000 fine for breaching market integrity rules over a series of trades on the ASX in 2017. The Markets Disciplinary Panel issued the infringement notice for transactions in relation ...

Poor performance a fiduciary breach

JAMIE WILLIAMSON  |  FRIDAY, 16 NOV 2018
... of their fiduciary duty to members, a former Federal politician has told the 2018 ASFA Conference. Appearing as part of a panel on the future structure of super, former Assistant Treasurer Nick Sherry was hard on retail funds and their fiduciary duty ...

Global tech wars disrupt $600m market

MICHELLE BALTAZAR  |  WEDNESDAY, 14 NOV 2018
... Chinese fintechs. At a banking technology conference session held in Sydney last month titled "The Future of Money", an expert panel argued that technology companies such as Amazon, Google and Tencent are starting to rebundle financial services products ...