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Showing 371 - 380 of 982 results for "Training"

CBA cops $25 million for BBSW rigging

KANIKA SOOD  |  WEDNESDAY, 9 MAY 2018
... also agreed to enter into an enforceable undertaking with ASIC. Under the EU an independent expert will review policies, training and monitoring for its BBSW business. CBA and ASIC will apply to the Federal Court, seeking approval of the settlement. ...

ANZ culls sales incentives for planners

KANIKA SOOD  |  MONDAY, 7 MAY 2018
... relevant undergraduate degree and industry certification. The bank said it will push existing planners to enrol in further training by January, 2019. ANZ is promising to compensate 9000 clients who received unappropriated advice from ANZ professional ...

Perpetual director joins ING board

KARREN VERGARA  |  MONDAY, 7 MAY 2018
... (PIC) on 1 July 2017. Fox took over from Peter Scott, who served as PIC's chair since it launched in 2014. A lawyer by training, Fox has 15 years' board and executive experience in a range of financial institutions, infrastructure and not-for-profit ...

Sixty per cent of FPA members hold degree

HARRISON WORLEY  |  MONDAY, 30 APR 2018
... raising concerns about the lack of recognition for financial planners that have a degree and have undergone significant training in financial planning through the CFP Certification Program," De Gori said. "In fact, for over 10 years now a bachelor's ...

RECAP: Advice in the Royal Commission spotlight (Days 6- 9)

KANIKA SOOD  |  FRIDAY, 27 APR 2018
... Financial Planning (AFP) advisers had to meet "certain hurdles" such as passing audits, completing mandatory compliance training and meeting certain ANZ values, Rixon told Orr. ANZ kept a "leaderboard" that ranked advisers on the revenue they brought ...

Royal Commission invite refused by Dover

JAMIE WILLIAMSON  |  FRIDAY, 27 APR 2018
... was paid a monthly retainer of $3000. When asked if he believed the assessment of financial advice required particular training in non-legal matters, McMaster said he did. "Do you accept reviewing statements of advice prepared by financial advisers is ...

Royal Commission grills professional associations

KARREN VERGARA  |  THURSDAY, 26 APR 2018
... for breaching the codes of practice; pay all outstanding membership and levies to the FPA; take corrective action by training staff in relation to superannuation products; review and modify practices and processes to align with FPA rules; engage an independent ...

AMP kept unsuspecting clients in the dark: RC

KARREN VERGARA  |  TUESDAY, 24 APR 2018
... committee (which Britt chaired) that ultimately decided not to terminate his employment. Instead, it provided him additional training and imposed certain restrictions. Mr E stayed because was new; a junior and with additional training and supervision ...

Royal Commission singles out 325 NAB staff cutting corners

ALEX BURKE  |  TUESDAY, 24 APR 2018
... discipline." Ultimately, though, Hagger said the correct preparation of witness forms was not considered as part of compliance training, simply because the forms were clear as to what was required. When the 325 NAB employees who were involved in the ...

Advisory group recruits new head of SMSF

JAMIE WILLIAMSON  |  TUESDAY, 24 APR 2018
... services," he said. "Stephen has developed national SMSF strategies and reporting systems elsewhere. He has been managing and training teams that specialise in the administration of SMSFs for high net wealth clients for many years." Omniwealth recently ...