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Showing 371 - 380 of 842 results for "Resolution"

Queensland-based AFSL suspended

ELIZABETH MCARTHUR  |  TUESDAY, 10 SEP 2019
... Financial Options Pty Ltd failed to lodge its accounts and audit report for the year ending 30 June 2018, have a dispute resolution system and maintain organisational competence or the resources required to provide the financial services covered by its ...

AFCA ombudsman addresses adviser concerns

KRISTI CHENG  |  TUESDAY, 10 SEP 2019
... the period examined by the Hayne Royal Commission. In cases where financial firms and its customers have not found a resolution, AFCA will start investigating legacy matters from 1 October 2019.

ASIC approves name and shame rules

KARREN VERGARA  |  TUESDAY, 27 AUG 2019
... transparency in financial services, which includes Parliament giving ASIC power to collect and publish internal dispute resolution data at the firm level. In May, ASIC opened a public consultation on the rules changes and received 25 submissions. At ...

Future Fund voted down Pinnacle equity grants

KANIKA SOOD  |  TUESDAY, 13 AUG 2019
... the elections of David Murray, John Fraser, John O'Sullivan and Andrea Slattery. It voted against a board spill resolution and abstained from voting on AMP's remuneration report.

Byres warns not to spread APRA too thin

HARRISON WORLEY  |  MONDAY, 12 AUG 2019
... risks, we should devote more resources to superannuation supervision, we should devote more devote more resources to resolution and planning for crises: a range of areas where we should devote more resources," Byres notes. "Unfortunately there's ...

Short-seller knife twist for YouTube fundie

ELIZABETH MCARTHUR  |  FRIDAY, 9 AUG 2019
... Waters said Woodford was responsible for Invesco's initial investment in Burford. Meanwhile in Australia, dispute resolution financier IMF Bentham was forced to comment on the share price movement of its rival Burford. IMF Bentham chief executive ...

AMP announces new strategy, capital raise

JAMIE WILLIAMSON  |  THURSDAY, 8 AUG 2019
... strong," De Ferrari said. Also announced, AMP has revised the terms of the AMP Life sale, saying the new agreement with Resolution Life provides greater certainty of execution and an implied value of $3 billion. The sale, which failed to meet necessary ...

AMP MDA constraints frustrate advisers

ELIZABETH MCARTHUR  |  MONDAY, 5 AUG 2019
... Planning had the necessary human, financial and technological resources as well as the risk management, internal dispute resolution systems and record keeping capabilities necessary to properly execute an MDA. It is not known when the licence conditions ...

AFCA looks to expand senior ranks

KRISTI CHENG  |  FRIDAY, 26 JUL 2019
... expansion of its jurisdiction. Established in November 2018, the authority replaced three pre-existing external dispute resolution schemes: the Financial Ombudsman Service, the Credit and Investments Ombudsman, and the Superannuation Complaints Tribunal. ...

Suncorp responds to shareholder resolution

ELIZABETH MCARTHUR  |  FRIDAY, 26 JUL 2019
... activist group Market Forces on behalf of 100 Suncorp shareholders. Suncorp said in a statement it will address the resolution at its annual general meeting on 26 September 2019. The shareholders are requesting Suncorp disclose short, medium and long ...