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Showing 371 - 380 of 1369 results for "Corporations"

Clime wants director removed

KARREN VERGARA  |  TUESDAY, 3 AUG 2021
... prior to Annick Donat taking the top job. The EGM statement reads: "That, in accordance with section 203D of the Corporations Act and for all other purposes, Mr Neil Schafer be removed as a director of Clime Investment Management Limited with effect ...

Retail fund tops MySuper tables for FY21

KANIKA SOOD  |  MONDAY, 2 AUG 2021
... horizons. Essential Super is currently in court, with ASIC alleging CBA used conflicted remuneration in breach of Corporations Act to distribute the fund to 390,000 customers. CBA denied the allegation in a March 11 case management hearing. The fund ...

Tidswell agrees it contravened Corps Act

KANIKA SOOD  |  THURSDAY, 29 JUL 2021
Tidswell has surrendered its RSE licence to APRA, as it agrees to ASIC's allegations it contravened the Corporations Act in its work for startup super fund MobiSuper. In N ovember 2019, ASIC filed a case against MobiSuper, Andrew Richard Grover ...

BTFM, Asgard Capital fined $3m

KARREN VERGARA  |  MONDAY, 26 JUL 2021
... 2014 and August 2017, the court found that the companies harmed 404 customers, leading to about 487 breaches of the Corporations Act. Such breaches included making false or misleading representations in account statements. The institutions told customers ...

Greenwashing scrutiny needed: Evergreen

ELIZABETH MCARTHUR  |  FRIDAY, 23 JUL 2021
... scrutiny to the labelling of ESG funds and will continue to do so. 'Boards should be mindful that prohibitions in the Corporations ACT 2001 on misleading and deceptive conduct and false and misleading statements apply in relation to financial products ...

SMSF fraudster loses appeal

ANNABELLE DICKSON  |  FRIDAY, 23 JUL 2021
... repaying the invested amounts or the interest. He also faces three further charges of acting in the management of corporations (MOGS Pty Ltd, Sleipner Financial Pty Ltd and Arion) while disqualified.

Institutional Shareholder Services to acquire Rainmaker Information

MICHELLE BALTAZAR  |  THURSDAY, 22 JUL 2021
... investment solutions, market intelligence, fund services, and events and editorial content for institutional investors and corporations, globally. Founded in 1992, Rainmaker's service offerings include a market leading combination of proprietary ...

Consultation opens for approved courses

KARREN VERGARA  |  TUESDAY, 20 JUL 2021
... to approve a number of several current degrees and bridging courses, as well as historic degrees by amending the Corporations (Relevant Providers Degrees, Qualifications and Courses Standard) Determination 2020. These courses include the Australian Institute ...

ASIC spells out IDR reporting

ANNABELLE DICKSON  |  TUESDAY, 20 JUL 2021
... (RG 271) and come into effect on October 5. Under it, efficient complaints handling became an obligation under the Corporations Act. ASIC will also consider complaints on social media, objections to death benefit recipients and insurance claims handling ...

ROA relief guidance released

KARREN VERGARA  |  FRIDAY, 16 JUL 2021
... scrapping the three-month registration requirement for the November 2021 adviser exams. On July 14, FASEA released the Corporations (Relevant Providers Exam Standard) Determination 2019 Amendment for consultation. The relief will allow all candidates ...