Search Results | Showing 341 - 350 of 1334 results for "Corporations" |
| | | ... repaying the invested amounts or the interest. He also faces three further charges of acting in the management of corporations (MOGS Pty Ltd, Sleipner Financial Pty Ltd and Arion) while disqualified. |
| | | | ... investment solutions, market intelligence, fund services, and events and editorial content for institutional investors and corporations, globally. Founded in 1992, Rainmaker's service offerings include a market leading combination of proprietary ... |
| | | | ... to approve a number of several current degrees and bridging courses, as well as historic degrees by amending the Corporations (Relevant Providers Degrees, Qualifications and Courses Standard) Determination 2020. These courses include the Australian Institute ... |
| | | | ... (RG 271) and come into effect on October 5. Under it, efficient complaints handling became an obligation under the Corporations Act. ASIC will also consider complaints on social media, objections to death benefit recipients and insurance claims handling ... |
| | | | ... scrapping the three-month registration requirement for the November 2021 adviser exams. On July 14, FASEA released the Corporations (Relevant Providers Exam Standard) Determination 2019 Amendment for consultation. The relief will allow all candidates ... |
| | | | ... for no service in relation to the BOLR Policy in breach of section 1041G (prohibition on dishonest conduct) of the Corporations Act. AMP Financial Planning was also investigated for breaches of section 1308(2) which relates to making misleading statements. ... |
| | | | ... which will be offered via remote proctoring and at exam venues (subject to COVID protocols). FASEA will amend the Corporations (Relevant Providers Exam Standard) Determination 2019 to make way for the relief. It will consult with stakeholders on the ... |
| | | | ... congratulates successful candidates on completing an important component of their education requirements under the Corporations Act," FASEA chief executive Stephen Glenfield said. "Over 16,700 advisers have sat the exam with nine in 10 demonstrating ... |
| | | | ... effectiveness of its controls, systems and processes to ensure compliance with the client money requirements of the Corporations Act 2001. According to ASIC, Societe Generale successfully fulfilled the conditions. In October, Societe Generale pleaded ... |
| | | | ... new law will create additional penalties and sanctions for advisers who have breached their obligations under the Corporations Act. A two-stage registration system will take effect next year. Stage one, which takes effect after 1 January 2022, will see ... |
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