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| | | ... enters this position after an 18-year tenure with MLC, having initially joined as a practice development manager of MLC Advice Solutions in 2004, and becoming the general manager of Apogee in 2015. Prior to this role, Johnson served in several positions ... |
| | | | ... Atchison, has passed away. "Ken established the firm in 2001 with a clear vision. To provide institutional-grade investment advice grounded in independent thinking, strategic clarity, and a firm belief in backing good people. Many of us, past and present ... |
| | | | ... diligence. Kaizen predicts a move towards in-house compliance for super funds as they scale their internal intra-fund wealth advice teams to keep member money in their fund's ecosystems. "We can foresee a requirement for more in-house compliance and ... |
| | | | ... McComb, who will continue as chief risk officer. Smith brings a wealth of experience in financial services and corporate advice to the role. Formerly, he was the chief executive of the Lutheran Laypersons League (LLL). Prior to this role, Smith spent ... |
| | | | ... ongoing commitment to leadership, sustainability and collaboration amidst a rapidly changing market. Roga said: "As the advice and investment sectors continue to evolve and mature, firms will need to adapt to remain relevant and deliver enduring value." ... |
| | | | ... asset classes "will be of significant benefit to our private wealth clients as we move towards more holistic portfolio advice." "The creation of this role is another important piece in our strategy to provide investment advice and services to a broad ... |
| | | | ... regulatory compliance and consumer protection (five hours); professionalism and ethics (nine hours); and tax (financial) advice (five hours where the financial adviser is authorised to provide tax (financial) advice services to retails clients). |
| | | | ... HSBC, Commonwealth Bank, and Westpac. Prior to his role at Selfwealth, Keary was chief executive Asia Pacific for Ignition Advice between 2021 and 2023. Currently, Keary is the chair of Ensombl and was previously a board member of the Australian Japan ... |
| | | | ... financial adviser are unsuitable to their needs and put retirement savings at risk, an ASIC review reveals. Of 100 financial advice files investigated, 62 failed to demonstrate compliance with the best interests duty. One quarter of these raised significant ... |
| | | | ... seven office locations, including Geraldton, Toowoomba and Canberra. Last month, AZ NGA increased its stake in financial advice firm Geographe Financial Group, which has provided advice on superannuation, investments and insurance since 1976 for clients ... |
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