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Showing 331 - 340 of 960 results for "Registered"

FASEA schedules remaining 2020 exam dates

ALLY SELBY  |  FRIDAY, 19 JUN 2020
... requirements of the time. The August exam is open for registration until July 24, and already has over 2200 advisers registered to date. Exams will be held from Thursday, August 13 until Tuesday, August 18, across eight metro and 14 regional locations. ...

Aussie financial firms struggle to manage risk: Study

ALLY SELBY  |  TUESDAY, 9 JUN 2020
... and privacy concerns, Lopes said. "We know that there has been an increase in the number of domains that have been registered globally to support a wide array of malicious activity, including credential harvesting, carding fraud and malware installation," ...

Global ETF leaders push for reform

ALLY SELBY  |  FRIDAY, 5 JUN 2020
... ETFs as products with shares listed on a national exchange issued by an open-end management investment company and registered under the Investment Company Act. This includes funds that transact on an in-kind or cash basis, as well as active ETF strategies. ...

Dealer groups slam FPA policy

ELIZABETH MCARTHUR  |  THURSDAY, 4 JUN 2020
... regulatory compliance of individual financial advisers. Instead, the FPA envisions a world where financial advisers are registered to a separate body (distinguished from the ASIC Financial Adviser Register) which monitors their compliance while AFSLs ...

Advice job market not all doom and gloom

ELIZABETH MCARTHUR  |  TUESDAY, 2 JUN 2020
... current environment, many employers are looking for advisers who are already fully qualified. They want them to be registered to provide financial advice, have their own referral network, have passed the FASEA standards or be on the way to passing, and ...

ASIC cancels two AFSLs

ELIZA BAVIN  |  MONDAY, 1 JUN 2020
... Australian Golden Securities can continue limited operations until 21 January 2021 to facilitate the winding up of its four registered managed investment schemes. Australian Golden Securities is required to maintain public indemnity insurance and AFCA ...

IOOF to provide fee relief to adviser network

ELIZA BAVIN  |  THURSDAY, 28 MAY 2020
... many of whom are small business owners themselves during the COVID-19 pandemic," he said. IOOF will match advisers who registered to participate with members of their community who are seeing assistance in the local area. IOOF said it will provide three ...

Receivers appointed to Mayfair 101 entity

ELIZABETH MCARTHUR  |  WEDNESDAY, 27 MAY 2020
... Australian Property Bond will not be impacted. "The Property Bond is a separate product that provides investors with first registered mortgages against Australian real estate, and contributes to the development of our Mission Beach and Dunk Island project. ...

FASEA unclear why advisers are quitting

ELIZABETH MCARTHUR  |  MONDAY, 25 MAY 2020
... May 2020. Since COVID-19 hit, in the less than three months from 27 February 2020 to 21 May 2020 alone, the number of registered advisers dropped by 916. Speaking to Financial Standard, Glenfield admitted the number of new entrants to the industry was ...

916 advisers gone in three months, ASIC responds

ELIZABETH MCARTHUR  |  THURSDAY, 21 MAY 2020
... Rainmaker analysis. Since COVID-19 hit, in less than three months from 27 February 2020 to 21 May 2020, the number of registered advisers dropped by 916. These numbers only show the drop in the total number of advisers registered. There have been new ...