Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 321 - 330 of 539 results for "Supervision"

Capital raising not total solution: CIFR

DARREN SNYDER  |  THURSDAY, 13 AUG 2015
... Moshirian said. The study argues that while there have been attempts to strengthen banking competition, resolution, supervision, auditing and valuation policies, less attention has been paid to governance despite a strong link between governance and ...

OneVue appoints two executives

ALEX BURKE  |  WEDNESDAY, 5 AUG 2015
... officer James Thorpe. Stampfli said, "OneVue has a high awareness of quality issues in general, plus instruction and supervision appropriate to specific teams. "Its team structures are aligned to each defined discipline, for example, register management ...

APRA workload for boards does not rate

DARREN SNYDER  |  FRIDAY, 31 JUL 2015
... director survey were positive with participants generally endorsing the regulator's framework, guidance material and supervision. "A vast majority indicated that APRA had a positive impact on their risk management practices but fewer indicated a positive ...

ASIC bans auditor and adviser

ALEX BURKE  |  WEDNESDAY, 15 JUL 2015
... obtain sufficient appropriate audit evidence" to ensure three funds' compliance with the Superannuation Industry (Supervision) Act 1993 in 2011 and 2012. Brennan also failed to lodge written audit reports for those funds. "As the SMSF sector continues ...

Banks need to increase capital ratios: APRA

DARREN SNYDER  |  MONDAY, 13 JUL 2015
... consideration by APRA, taking into account the results of this study, changes arising from the Basel Committee on Banking Supervision's current review of the global capital adequacy framework, and the extent of further strengthening in the capital ratios ...

Treasury proposes higher regulatory levies for super funds

ALEX BURKE  |  THURSDAY, 21 MAY 2015
... professional registrants and other licensees meet their key obligations, including minimum standards of compliance, supervision and conduct," said ASIC deputy chair Peter Kell. "In approving applications, ASIC may impose additional conditions on, and/or ...

ASIC says AUD spike "not misconduct"

ALEX BURKE  |  MONDAY, 4 MAY 2015
... informed participation by investors and consumers in the financial system. This is achieved through our role in market supervision and competition, and corporate governance. "We have a strong regulatory framework that will enforce and give effect to ...

Superannuation trustees under the spotlight: APRA

DARREN SNYDER  |  THURSDAY, 30 APR 2015
... than showing a stronger trend from lower to higher risk levels. We will be looking into this further as part of our supervision activities," she said. APRA will be seeking to understand why, for example, a medium risk product has a return target and ...

AFA calls for adviser leadership

ALEX BURKE  |  FRIDAY, 24 APR 2015
... opportunity" for licensees to implement their own adviser remuneration structures, and for insurers to assist in the supervision of insurance product advice. "Insurers, advisers, licensees and professional associations all have to carry their share of ...

Industry should help fund ASIC: ANZ

LAURA MILLAN  |  TUESDAY, 21 APR 2015
... poor advice," Hodges said. ANZ Global Wealth chief executive officer Joyce Phillips added that the industry needs supervision and that ANZ supports additional costs if that leads to strengthening the industry. Phillips confirmed that 16 advisers have ...