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Showing 311 - 320 of 441 results for "Pty Ltd"

SMSF adviser ordered to repay clients

... $77,000. In December last year, ASIC had obtained permanent injunctions to prevent Steven Preston and his company Manito Pty Ltd, trading as Superannuation Retrieval Services (SRS), from providing unlicensed superannuation advice. The action from the ...

Host-Plus accepts undertaking from ASIC

... Investments Commission has accepted an enforceable undertaking from the trustee of the Host-Plus superannuation fund, Host-Plus Pty Ltd (Host-Plus). The enforceable undertaking relates to future projections outlined in its Record of Contributions sent ...

ASIC completes wind up of SMSF adviser

... the regulator. Pitcher Partners has been appointed as the provisional liquidator for PFS Wholesale Mortgage Corporation Pty Ltd and Shaun White Pty Ltd. Earlier this month ASIC had applied for orders restraining the PFS Group from conducting a financial ...

Disqualified super trustee upheld

... he was not a fit and proper person. Preuss appealed the decision with AAT. Preuss was a director of Broadway Fiduciary Pty Ltd, the trustee of the Australian Independent Superannuation Fund (AISF). He was also a director of Fairfax Holdings Pty Ltd ...

ASIC nabs planner and catches two directors

... associated with Veljkovic and Patrick. Both Veljkovic and Patrick channelled investor funds through Teilis Financial Services Pty Ltd (now in liquidation) to support the operation of petrol stations in the Gipplsand towns of Moe, Morwell and Rawson. ...

ASIC winds up managed investment scheme

... investigation has also uncovered another investor in the scheme who is in breach of the Act. ASIC alleges Seabay Investments Pty Ltd, which is owed over $20 million by Mercorella, has been issuing debentures in breach of the Act since 2003. Under the ...

Adviser business moves to Garvan Financial Planning

Adviser group Investment Managers Pty Ltd has joined MLC's dealer group Garvan Financial Planning moving from the Commonwealth Bank backed Financial Wisdom. Investment Managers principal Shane Rose says the move was based on Garvan's ability to support ...

ASIC nabs SMSF adviser

... The nine other companies include PFS Group, Kaluski White & Associates (Black Gully Road) Ltd, Meridian Event Management Pty Ltd, Nycam Werd Pty Ltd and Kaluski White & Associates Pty Ltd. The regulator alleges that the PFS Group misled investors and ...

Watson Wyatt picks up consultant gig for LUCRF

... was carried out by PricewaterhouseCoopers and results in the fund ending its consultancy arrangements with James Purvis Pty Ltd. However James Purvis will still remain tied to the fund by its work in the investment administration. LUCRF general manager ...

ASIC bans SMSF adviser

... ASIC's executive director of enforcement Jan Redfern. Steve Preston (formerly known as Gordon Charles Folwer) and Manito Pty Ltd, traded as Superannuation Retrieval Services (SRS) have been restrained by ASIC from providing superannuation services. ASIC ...