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Showing 311 - 320 of 461 results for "Deem"

AAT upholds ASIC adviser ban

KERRIE SYDEE  |  FRIDAY, 12 AUG 2016
The Administrative Appeals Tribunal (AAT) has upheld a decision to permanently ban a Sydney finance broker. Shiv Sahay of Lidcombe NSW, was permanently banned from providing financial services and engaging in credit activity following an ASIC investigation ...

Economic Wrap

ALEX DUNNIN  |  TUESDAY, 2 AUG 2016
FTA with Indonesia gets closer Australia's trade minister, Steve Ciobo, is in Jakarta this week holding talks with Indonesian Minister for Trade, Enggartiasto Lukita, trying to negotiate details of the Indonesia-Australia Comprehensive Economic Partnership ...

PROFILE: Metlife chief executive Deanne Stewart

KERRIE SYDEE  |  FRIDAY, 22 JUL 2016
A born leader, Deanne Stewart, chief executive of MetLife Australia, has both a love of numbers and desire to help others, two things that have driven her commitment to creating change in the financial services industry. Stewart says she has always ...

Economic Wrap

BENJAMIN ONG  |  WEDNESDAY, 6 JUL 2016
RBA on hold As widely expected, the Reserve Bank of Australia (RBA) left the official cash rate unchanged at a record low 1.75% following its 5 July meeting. The RBA statement revealed that the Australian central bank sees continued growth in the global ...

OwnersAdvisory awarded fintech prize

KERRIE SYDEE  |  MONDAY, 27 JUN 2016
Macquarie owned OwnersAdvisory was recognised at the inaugural Australian FinTECH awards, taking out the best fintech innovation in wealth management category. In its first year, the annual Australian finTECH awards seek to recognise success and innovation ...

Aspen Group CEO, CFO and chair depart in restructure

ALEX BURKE  |  FRIDAY, 10 JUN 2016
The chief executive, chief financial officer and chair of listed property investment firm Aspen Group will leave the company following a planned management restructure. In an ASX statement, Aspen's board said that the group's strategy "can best be pursued ...

Former ANZ planner slapped with ban

KERRIE SYDEE  |  THURSDAY, 9 JUN 2016
ASIC has handed down a one year ban to a former ANZ planner after he was deemed not to be adequately trained or competent to provide financial services. Wayne Meadth was an employee of ANZ from 2004 to March 2014, it was ANZ who lodged a breach report ...

CBA offers more than $4m in compensation

KERRIE SYDEE  |  THURSDAY, 2 JUN 2016
The Commonwealth Bank of Australia (CBA) has offered $4,857,974 in compensation as part of its Open Advice Review program, which has seen over 9000 cases submitted for review. CBA independent expert, Promontory Financial Group, has released its fifth ...

New ETFs launched to cater for BOJ stimulus

MARK SMITH  |  WEDNESDAY, 25 MAY 2016
Japan's fund management industry is launching exchange traded funds to cater specifically for the central bank's massive monetary easing programme. Three new "physical and human capital" ETFs are designed solely for the Bank of Japan, which needs fresh ...

Robo-advice to impact not replace: CFA

KERRIE SYDEE  |  THURSDAY, 28 APR 2016
Robo-advice is set to have the greatest impact on the financial services industry over the next five years, according to new member research by CFA Institute. The Fintech Survey found that 70% of respondents believe that mass affluent investors will ...