Search Results | Showing 301 - 310 of 8804 results for "Regulator" |
| | | New research from Super Members Council (SMC) has revealed an "alarming spike" in the number of Australians with very small super balances and no pre-existing advice relationship taking part in super switching. The SMC research said these small-balance ... |
| | | | A raft of former reality television stars turned influencers have been fined in the UK for spruiking an unauthorised forex trading scheme. Seven influencers were sentenced in a UK court this month after pleading guilty to charges of issuing unauthorised ... |
| | | | A new report revealed an uplift in adviser expectations across functionality, service and security from their platform providers. The Investment Trends' 2025 Platform Competitive Analysis and Benchmarking Report reflected a more demanding assessment ... |
| | | | Equity Trustees (EQT) has been appointed Responsible Entity for the new River Capital High Conviction Fund. The fund, available to institutional and wholesale investors directly, and to retail investors via platforms, provides access to a focused portfolio ... |
| | | | GBST has named an AI transformation lead to accelerate the adoption of artificial intelligence (AI) across its global operations and product suite. Based in Sydney, Jai Swaminathan has joined the digital solutions provider in the newly created role ... |
| | | | The Australian Financial Complaints Authority (AFCA) received a record number of complaints in 2025, with 111,373 complaints filed in the 12 months to December 31 - up 14% from 2024. Since its establishment, AFCA has received more than 634,000 complaints. ... |
| | | | ... and tip-offs from the public. ASIC also released its six-monthly Enforcement and Regulatory update, outlining that the regulator has secured hundreds of millions in penalties and remediation. ASIC secured a record $349.8 million in court-ordered civil ... |
| | | | Following the demise of the Shield and First Guardian master funds, regulatory pressure and being blacklisted from several platforms, Sequoia Financial Group is now reviewing the viability of InterPrac Financial Planning. Sequoia managing director and ... |
| | | | Nowinfinity general manager Kate Anderson said upcoming regulatory changes will have a significant impact on compliance for self-managed superannuation funds (SMSF) and advised professionals to stay alert. With Division 296, AML/CTF Tranche 2, and Payday ... |
| | | | Multifactor productivity (MFP), the measure of how well labour and capital inputs are combined to produce outputs, declined over the 12 months to June 2025. MFP decreased by 0.5% over 2024-25, below the 20-year average of 0.4% growth per year and well ... |
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