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Showing 281 - 290 of 8804 results for "Regulator"

ASIC warns Gen Z against chasing unrealistic crypto gains

RIDDHIMA TALWANI  |  MONDAY, 16 MAR 2026
... completely trust financial information on social media and from 'finfluencers', while 64% trusted AI platforms. The regulator urged Gen Z Australians to complement the information they seek from influencers and content with reputable and evidence-based ...

FEAL names Fund Executive of the Year

ELIZA BAVIN  |  FRIDAY, 13 MAR 2026
The 2026 FEAL Fund Executive of the Year was awarded to CareSuper chief executive Jason Murray. FEAL said Murray received the award in recognition of his outstanding leadership through two mergers, his innovative member first service model and his significant ...

Constant slams super funds over complaints handling

ELIZA BAVIN  |  THURSDAY, 12 MAR 2026
... systemic issues from member complaints. Speaking at an industry event, Constant said five out of the 10 super funds the regulator is reviewing over how they use complaints to identify and address service issues said they couldn't identify a single systemic ...

Digital assets don't need new regulatory logic: ASIC

RIDDHIMA TALWANI  |  THURSDAY, 12 MAR 2026
In its latest paper, ASIC has argued that while digital assets are a technological shift from current financial systems, the foundational regulatory principles for it remains the same. Speaking at the Melbourne money & finance conference, ASIC senior ...

ASIC has 'strong appetite' to hold boards to account

ELIZA BAVIN  |  WEDNESDAY, 11 MAR 2026
... the landmark Federal Court decision in the case ASIC brought against Star Entertainment, ASIC chair Joe Longo said the regulator will not shy away from holding company directors to account. The Federal Court found two former senior executives of Star ...

ASIC launches beneficial ownership transparency review

KARREN VERGARA  |  TUESDAY, 10 MAR 2026
... over a listed company by building positions including through derivative exposures over securities in the company," the regulator said. Amending the beneficial disclosure obligations in the Corporations Act will apply to companies, registered schemes ...

Infocus reinforces focus on adviser support, governance with new hire

MATTHEW WAI  |  TUESDAY, 10 MAR 2026
Infocus has named its head of professional standards, hiring from Count. Phil Creswell has joined the national advice group, where he will oversee adviser audits, quality advice coaching, business health checks and adviser support, helping to ensure ...

Brisbane financial adviser appears in court on dishonesty charges

RIDDHIMA TALWANI  |  TUESDAY, 10 MAR 2026
... investment scams and reducing their impact on Australian consumers continues to be an ongoing priority for ASIC," the regulator said. Prakash's charges of dealing in securities without a license warrants a maximum penalty between two and five years' ...

Former MWL Financial adviser banned for six years

ELIZA BAVIN  |  TUESDAY, 10 MAR 2026
... business or performing any function involved in the carrying on of a financial services business for six years. The regulator found Terheci gave inappropriate advice to clients which was not in their best interests when she recommended they invest most ...

Betashares invests in AUD-backed stablecoin

ELIZA BAVIN  |  TUESDAY, 10 MAR 2026
Betashares has made a minority strategic investment in Macropod - a licensed issuer of an Australian dollar-backed stablecoin. Betashares made the investment alongside global and regional digital asset companies, including Galaxy Digital, Flowdesk ...