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Showing 291 - 300 of 1873 results for "broker"

Stake taps FinClear for ASX offering

ELIZABETH MCARTHUR  |  FRIDAY, 25 JUN 2021
Magellan-backed FinClear has been selected by Stake for trading, execution and clearing services as it moves into Aussie equities. Commission-free digital brokerage platform Stake recently announced it will add Australian equities to its platform, after ...

Goodments by Douugh now in Australia

ELIZABETH MCARTHUR  |  WEDNESDAY, 16 JUN 2021
US-based investing app Goodments by Douugh is now available in Australia, offering brokerage-free access to US stocks and ETFs. Goodments was founded in 2017 by former ANZ financial adviser Tom Culver and then-Leo Burnett advertising executive Emily ...

AUSIEX launches, announces leadership team

KARREN VERGARA  |  TUESDAY, 8 JUN 2021
Commonwealth Bank's former trading platform for financial advisers, now known as AUSIEX, has unveiled its executive lineup after being acquired by a Japanese firm. CommSec Adviser Services (CAS) has rebranded to AUSIEX (Australian Investment Exchange) ...

Jobs to go at AMP Australia

ELIZABETH MCARTHUR  |  MONDAY, 31 MAY 2021
... focused squarely on delivering for customers and members, and supporting our strong relationships with our adviser and broker partners," the spokesperson said. "The first step was providing an updated organisational structure for AMP Australia and the ...

ASIC cancels AFSLs

ANNABELLE DICKSON  |  TUESDAY, 25 MAY 2021
... financial accounts and failing to maintain an AFCA membership. Victorian-based financial services provider and mortgage broker Direct My Wealth Pty Ltd and Robert Bayntun Starky, a financial services provider based in Stanwell Tops have had their AFSLs ...

Macquarie Securities slapped with $126k fine

KARREN VERGARA  |  TUESDAY, 18 MAY 2021
... on-market buyback on the "dark market". In February 2019, the unnamed ASX-listed company tapped MSA to act on its behalf as its broker for an on-market buyback. MSA conducted the buy-back across three financial markets: the ASX, Chi-X and the dark market ...

BTIG names co-heads of APAC

KARREN VERGARA  |  TUESDAY, 18 MAY 2021
BTIG has appointed two co-leads for the Asia-Pacific business, as well as a chief strategy officer. Andrew Dalgleish and Trevor Harrison were named co-heads of BTIG Asia-Pacific, while Samuel Leung is the new chief strategy officer of BTIG Hong Kong. ...

AMP announces AMP Bank lead

JAMIE WILLIAMSON  |  FRIDAY, 7 MAY 2021
The new managing director of AMP Bank has been named. Sean O'Malley has been permanently appointed to the role, having acted in the role since February when Rod Finch departed. Finch only held the role for just over a year. O'Malley has been ...

Pallas hires executive director of lending

KARREN VERGARA  |  FRIDAY, 7 MAY 2021
Boutique debt and equity fund manager Pallas Capital has welcomed a new executive director of lending. Steve Lawrence joins Pallas in the newly created role from La Trobe Financial, where he was the chief lending officer, a role he held for 13 years. ...

Macquarie finalises Waddell & Reed acquisition

KARREN VERGARA  |  TUESDAY, 4 MAY 2021
... acquisition, MAM has also sold off Waddell & Reed's wealth business to LPL Financial, a retail investment advisory firm, broker-dealer and registered investment advisor custodian, for US$300 million. Some 900 Waddell & Reed advisers have joined LPL. ...