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Showing 291 - 300 of 581 results for "ProActive"

APRA warns trustees on expectations

ELIZABETH MCARTHUR  |  THURSDAY, 28 MAR 2019
In a letter to trustees APRA has clearly outlined expectations following the Royal Commission. The letter, from APRA deputy chairwoman Helen Rowell, said that the Royal Commission was a pivotal point for the financial services sector - including the ...

TAL to add remediation head

HARRISON WORLEY  |  TUESDAY, 26 MAR 2019
... Financial Standard the new role would see remediation centralised within the firm's commercial and operations team. "Proactive identification and management of potential customer issues and actively resolving these issues is a focus of this role," ...

Chief economist update: A capitalist in communist clothes

BENJAMIN ONG  |  WEDNESDAY, 6 MAR 2019
... and we must be fully prepared for a tough battle." Thus, fiscal policy will become "more forceful." That's being proactive to you, Mr. RBA. To be sure, the writing (of a slowing economy) has been on the wall for China, triggering expectations of ...

NAB extends asset manager custody deal

HARRISON WORLEY  |  TUESDAY, 26 FEB 2019
... Servicing has been a key business partner for over a decade. "Their commitment to service delivery excellence and their proactive approach to sharing insights and knowledge have supported our focus on investing."

IOOF, ANZ deal not in best interests of members: Morningstar

JAMIE WILLIAMSON  |  WEDNESDAY, 16 JAN 2019
... struggle with attracting financial advisers and funds, and may also be the target of a number of class actions. More proactive regulation by ASIC and higher compliance costs is also expected. As such, the research house has given IOOF a very high uncertainty ...

NAB to end financial planning compliance issue

HARRISON WORLEY  |  TUESDAY, 15 JAN 2019
In a media release today, the bank said it had reached out to all clients impacted by a compliance issue that originally surfaced in 2017. The issue saw NAB Financial Planning conduct a review of client beneficiary nomination forms after the bank found ...

Member outreach boosts post-merger integration

KARREN VERGARA  |  TUESDAY, 1 JAN 2019
Equip Super's efforts to integrate its new members after a merger have paid off, rewarding the $15.2 billion super fund with a significant boost in member confidence. Equip recorded a 10% lift in confidence from Rio Tinto Staff Superannuation Fund ...

Advisers failing to submit SMSF returns

DARREN SNYDER  |  TUESDAY, 11 DEC 2018
... million. "After six weeks, firmer action will be taken to enforce the laws, including investigations, prosecutions and proactive collection action where appropriate," Taylor said.

IOOF future uncertain: Morningstar

JAMIE WILLIAMSON  |  MONDAY, 10 DEC 2018
... institutions, is driving APRA's tough stance, Morningstar said. "We also believe it's a harbinger of a more proactive and aggressive APRA (and ASIC), which investors need to keep in mind when considering investing in organisations such as IOOF ...

New initiatives ready advisers for the future

JAMIE WILLIAMSON  |  WEDNESDAY, 5 DEC 2018
... enforcement of compliance with financial services laws. Now is a good time to get your house in order and take a more proactive approach to compliance." The initiative will also provide advisers with easy to understand, curated content outlining recent ...