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| | | ... to be utilised during pre-vet and when dealing with lead generators, if any, as well, he added. "You can't let your adviser choose the files that are going to be audited. You [the licensee] must choose. You got to have structure in this process," ... |
| | | | Marex Group received approval by ASIC to distribute structured investment solutions to wholesale clients under its existing foreign AFSL earlier this month, in a move to fill the structured product adoption gap in Australia. While the group is not new ... |
| | | | APRA hit Equity Trustees' subsidiary and the trustee for the HUB24 Super Fund, HTFS Nominees, with additional licence conditions. The new licence conditions centre on HTFS Nominees' weak, ill-defined and inconsistent investment option selection ... |
| | | | An industry expert said financial advisers are increasingly moving towards a self-licensed model to gain better control of their business, while avoiding the risks of operating under large dealer groups. My Dealer Services (MDS) managing director Alex ... |
| | | | Royal London Asset Management (RLAM) will extend its mandate with SS&C Technologies to provide its fund administration and unit registry services for its new range of Australian active funds, with around $1 billion in assets under management. The funds ... |
| | | | ... short-term capital event. "Infocus has built something genuinely differentiated. It is a founder-led business with deep adviser relationships, award winning technology and a three-decade track record of backing independent advice," Whittingham said. ... |
| | | | Australian Retirement Trust (ART) has appointed a new director to its board and an adviser to two of its board committees. Mark Gray joins the board of ART, bringing extensive experience as a chair, non-executive director, chief executive and senior ... |
| | | | ... the scheme. Currently, consumers believe the only means to be compensated is to make a complaint against their financial adviser, the FAAA explains in its submission to the CSLR reform options to support the ongoing sustainability consultation that recently ... |
| | | | MPC Markets has selected HeirWealth Atlas to power the portfolio reporting capabilities within its Mosaic client platform. The partnership will provide MPC Markets advisers with consolidated multi-asset reporting, automated branded review documents ... |
| | | | ... Joining from Allianz Retire+, his role focuses on platform and institutional collaboration, APL positing and driving further adviser adoption of its investment bond and investment-lined lifetime income solutions. |
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