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Showing 11 - 20 of 24 results for "Operational Risk Management"

Robeco appoints new chief executive

KARREN VERGARA  |  TUESDAY, 5 OCT 2021
... Rotterdam-based van Baardwijk joined Robeco in 2006 and has held various positions ranging from head of operational risk management to chief information officer. She was appointed to the executive committee in 2015. "I am very excited to lead Robeco ...

Morningstar executive joins JANA

ANNABELLE DICKSON  |  MONDAY, 26 APR 2021
... a consultant in JANA's operational consulting team. Eleanor Cheng has over 15 years' experience in operational risk management and prior to joining Morningstar was a senior manager, operational control at RBC in Hong Kong. Cheng was previously spent ...

ASIC drops CBA investigation

ALLY SELBY  |  THURSDAY, 27 AUG 2020
... build on the significant changes made in recent years as part of a comprehensive program to improve operational risk management and compliance at the bank." As of June 2018, the bank had spent over $400 million on systems and processes relating to AML/CTF ...

Vale Ian Perkins

ALLY SELBY  |  MONDAY, 6 JUL 2020
... where he worked for eight years. The firm specialised in advisory services, resource solutions and operational risk management. Morse was subsequently acquired by Deloitte in 2016. Following his time building Morse, Perkins joined Jabbiac Trading as ...

APRA hits Allianz over risk

HARRISON WORLEY  |  WEDNESDAY, 14 AUG 2019
... in the wake of the landmark prudential inquiry into the Commonwealth Bank, which showed the bank's operational risk management framework "worked better on paper than in practice". Following the inquiry, APRA hit CBA with an additional $1 billion capital ...

CBA settles with AUSTRAC for $700m

JAMIE WILLIAMSON  |  MONDAY, 4 JUN 2018
... the significant changes it has made in recent years as part of a comprehensive program to improve operational risk management and compliance. To date, CBA has spent more than $400 million on systems, processes and people relating to AML/CTF compliance ...

CBA enters APRA EU

JAMIE WILLIAMSON  |  TUESDAY, 1 MAY 2018
... APRA has accepted an Enforceable Undertaking from Commonwealth Bank, having determined the bank's operational risk management framework "worked better on paper than in practice." Releasing the final report of its prudential inquiry into CBA, the regulator ...

KPMG boosts wealth management with industry fund veterans

ALEX BURKE  |  FRIDAY, 19 FEB 2016
... counsel at Industry Super Australia. Together they will oversee the company's governance, investment and operational risk management, customer experience, strategic planning, retirement products and regulatory compliance. "We are delighted to appoint ...

Lest we forget Lehman: Omgeo

MELANIE TIMBRELL  |  TUESDAY, 11 SEP 2012
... you use, how do you interact with your broker?" A more intrusive due diligence process within the operational risk management side of the business has driven most funds to be more automated in the middle and back office. This, Freeman advised, was a ...

ACSA lends weight to ASIC tech focus

MELANIE TIMBRELL  |  THURSDAY, 2 AUG 2012
... Association (ACSA) said following a report from ASIC, the focus on technology, Straight Through Processing, operational risk management and reinforcement of disclosure obligations was well placed. The report released last month, 'Custodial and Depository ...