Search Results | Showing 11 - 20 of 21 results for "Operational Risk Management" |
| | | ... where he worked for eight years. The firm specialised in advisory services, resource solutions and operational risk management. Morse was subsequently acquired by Deloitte in 2016. Following his time building Morse, Perkins joined Jabbiac Trading as ... |
| | | | ... in the wake of the landmark prudential inquiry into the Commonwealth Bank, which showed the bank's operational risk management framework "worked better on paper than in practice". Following the inquiry, APRA hit CBA with an additional $1 billion capital ... |
| | | | ... the significant changes it has made in recent years as part of a comprehensive program to improve operational risk management and compliance. To date, CBA has spent more than $400 million on systems, processes and people relating to AML/CTF compliance ... |
| | | | ... APRA has accepted an Enforceable Undertaking from Commonwealth Bank, having determined the bank's operational risk management framework "worked better on paper than in practice." Releasing the final report of its prudential inquiry into CBA, the regulator ... |
| | | | ... counsel at Industry Super Australia. Together they will oversee the company's governance, investment and operational risk management, customer experience, strategic planning, retirement products and regulatory compliance. "We are delighted to appoint ... |
| | | | ... you use, how do you interact with your broker?" A more intrusive due diligence process within the operational risk management side of the business has driven most funds to be more automated in the middle and back office. This, Freeman advised, was a ... |
| | | | ... Association (ACSA) said following a report from ASIC, the focus on technology, Straight Through Processing, operational risk management and reinforcement of disclosure obligations was well placed. The report released last month, 'Custodial and Depository ... |
| | | | ... Gartner. "Many financial institutions in mature markets like Japan and Australia faced challenges of operational risk management and regulatory requirements, which led to structural changes, which in turn resulted in more server sales," she explained. ... |
| | | | ... validation and only 25 per cent said they have a valuation committee review as part of their regular operational risk management. Woodhouse warned, "It is difficult for hedge funds to get quality assets, which will stay for a while, increasing the need ... |
| | | | ... including in financial reporting and management, strategic and operational planning, responsibilities for operational risk management and compliance and other senior management responsibilities. Michelle Baltazar |
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