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Showing 11 - 20 of 3625 results for "October 2014"

Channel Capital wins distribution mandate

MATTHEW WAI  |  WEDNESDAY, 21 OCT 2026
Channel Capital has been appointed by Coller EQT to distribute, promote and service investor support to the two secondaries strategies currently available in Australia. Under the arrangement, Channel Capital will oversee the responsibilities for the ...

Adviser stripped of AFSL he claimed he didn't hold

MATTHEW WAI  |  WEDNESDAY, 21 OCT 2026
ASIC has ceased the Australian financial services licence (AFSL) of a New South Wales financial adviser after he failed to comply with licensee obligations, including payment to statutory levies. Kyle Clifford Frost's AFSL cancellation took effect ...

Platinum awards mandate, changes fund name

MATTHEW WAI  |  TUESDAY, 20 OCT 2026
Platinum Asset Management has awarded a mandate to a US-based investment manager to oversee investment capabilities in a 20-year-old fund, simultaneously altering the name to reflect the update. From October 26, the Platinum International Health Sciences ...

ASX turns up heat on Clime Capital following KPMG scrutiny

KARREN VERGARA  |  TUESDAY, 20 OCT 2026
The ASX has also raised concerns over Clime Capital's valuation of its unlisted assets portfolio and the qualified opinion that was eventually handed down by its auditor KPMG. The bourse sought clarification on how Clime Capital came to value its ...

Panacea Capital director charged over $4.4m crypto fund

VINNY VUCAGO  |  TUESDAY, 20 OCT 2026
Panacea Capital director Brian Jacques Creigh has been charged with criminal offences relating to an unlicensed cryptocurrency investment fund, including dealing with proceeds of crime worth $1 million or more. Creigh appeared in the Melbourne Magistrates' ...

Tribeca Financial promote four new equity partners

VINNY VUCAGO  |  TUESDAY, 20 OCT 2026
Tribeca Financial has promoted four senior advisers to its equity partnership, recognising their contributions to the advice firm's client relationships, technical capabilities and culture as it continues to grow. Jake Boulter, Rachael Holder, Ben Jongebloed ...

ASIC stalls Sequoia bid to ditch cross guarantee deed

KARREN VERGARA  |  MONDAY, 19 OCT 2026
ASIC is again putting up roadblocks to Sequoia Financial Group's attempt to revoke the deed of cross guarantee with InterPrac Financial Planning, asking more questions and requesting more information before the group rids itself of all liabilities arising ...

ASIC bans 14th adviser from MWL

MATTHEW WAI  |  MONDAY, 19 OCT 2026
ASIC has banned yet another former financial adviser from MWL Financial Services, bringing its total adviser bans - according to public records - to 14. ASIC has banned Pardeep Singh from providing financial services for four years, after finding he ...

Euroz Hartleys names chief executive

MATTHEW WAI  |  FRIDAY, 16 OCT 2026
Euroz Hartleys Group has named a new chief executive, commencing October 26. Alan Logan will join Euroz Hartleys to lead the business, as both executive chair Andrew McKenzie and managing director Tim Bunney will transition to the capital markets business ...

Equip Super financial chief to exit amid C-suite reshuffle

MATTHEW WAI  |  THURSDAY, 15 OCT 2026
Equip Super has restructured its C-suite by welcoming four new members, while announcing its long-serving chief financial officer is set to depart at the end of November. The move follows Equip Super chief executive Luke Symons completing his first ...