Search Results | Showing 11 - 20 of 55 results for "Listing Rules" |
| | | ... assessment non-compliance, and potential penalties. "The applicants allege that the Bank was required by r 3.1 of the ASX Listing Rules to disclose this information. They allege, further, that, had this information (or a combination of it) been disclosed ... |
| | | | The Financial Conduct Authority (FCA) has proposed reforms to simplify listing rules, positioning the UK to attract a wider range of companies. The FCA wants to make the UK's listing regime more effective, easier to understand, and competitive, ultimately ... |
| | | | ... at $1 each. It said this meant the market from AWN shares was not fair and orderly. ASIC said Ord Minnett broke listing rules as it knew the trades were pre-arranged; it didn't undertake the trades in the ordinary course of trading; created a misleading ... |
| | | | ... salary of $1.7 million. "This means shareholder approval for the CEO's 2023 LTI award is not required under the ASX Listing Rules. Nevertheless, for good governance, the board has determined that it is appropriate to seek shareholder approval," the resolution ... |
| | | | ... exchange traded funds (ETFs), managed funds and structured products. Products on the ASX are currently regulated by Listing Rules, AQUA Rules and Warrant Rules, but there is considerable overlap between the AQUA Rules and the Warrant Rules, the ASX said. ... |
| | | | ... market out there." The first Australian ETF listed on the ASX 20 years ago. At the time, the exchange used existing listing rules for stocks for ETFs. In 2008, it set up a rule book specifically for ETFs, managed funds and structured products called ... |
| | | | ... It was alleged that Kawecki was trying to artificially satisfy the minimum spread requirements according to ASX listing rules. The purpose of the minimum spread requirement is to demonstrate that there is sufficient investor interest, from unrelated ... |
| | | | ... Depending on the timing and size of transaction, the company may need to re-comply with chapters 1 and 2 of the listing rules," it said. It said it estimated $1.4 million in cash at June 30, 2020 after paying accrued staff entitlements. On May 21, Flamingo ... |
| | | | ... further alleged IOOF's conduct breached continuous disclosure obligations under the Corporations Act and ASX listing rules. At the time, IOOF said the action was "speculative and without foundation". Now, IOOF has reached agreement with the law firm ... |
| | | | ... done on the Council, Kevin has strengthened Australia's continuous disclosure regime through a major rewrite of ASX Listing Rules Guidance Note 8; introduced major reforms to the Listing Rules; [and] substantially improved the quantity and quality of ... |
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