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Showing 11 - 20 of 55 results for "Listing Rules"

Federal Court rejects two CBA class actions

KARREN VERGARA  |  MONDAY, 13 MAY 2024
... assessment non-compliance, and potential penalties. "The applicants allege that the Bank was required by r 3.1 of the ASX Listing Rules to disclose this information. They allege, further, that, had this information (or a combination of it) been disclosed ...

FCA simplifies listing rules to attract global companies

ANDREW MCKEAN  |  WEDNESDAY, 3 MAY 2023
The Financial Conduct Authority (FCA) has proposed reforms to simplify listing rules, positioning the UK to attract a wider range of companies. The FCA wants to make the UK's listing regime more effective, easier to understand, and competitive, ultimately ...

Ord Minnett cops $888k fine over buyback

JAMIE WILLIAMSON  |  WEDNESDAY, 3 MAY 2023
... at $1 each. It said this meant the market from AWN shares was not fair and orderly. ASIC said Ord Minnett broke listing rules as it knew the trades were pre-arranged; it didn't undertake the trades in the ordinary course of trading; created a misleading ...

AMP flags first strike on remuneration

KARREN VERGARA  |  FRIDAY, 31 MAR 2023
... salary of $1.7 million. "This means shareholder approval for the CEO's 2023 LTI award is not required under the ASX Listing Rules. Nevertheless, for good governance, the board has determined that it is appropriate to seek shareholder approval," the resolution ...

ASX seeks to improve investment products offering

CHLOE WALKER  |  THURSDAY, 28 APR 2022
... exchange traded funds (ETFs), managed funds and structured products. Products on the ASX are currently regulated by Listing Rules, AQUA Rules and Warrant Rules, but there is considerable overlap between the AQUA Rules and the Warrant Rules, the ASX said. ...

ASX eyes a bigger slice of fixed income active ETFs

KANIKA SOOD  |  THURSDAY, 9 SEP 2021
... market out there." The first Australian ETF listed on the ASX 20 years ago. At the time, the exchange used existing listing rules for stocks for ETFs. In 2008, it set up a rule book specifically for ETFs, managed funds and structured products called ...

Former advisers face huge fines

ELIZABETH MCARTHUR  |  FRIDAY, 6 NOV 2020
... It was alleged that Kawecki was trying to artificially satisfy the minimum spread requirements according to ASX listing rules. The purpose of the minimum spread requirement is to demonstrate that there is sufficient investor interest, from unrelated ...

Flamingo AI acquisition scrapped

KANIKA SOOD  |  TUESDAY, 16 JUN 2020
... Depending on the timing and size of transaction, the company may need to re-comply with chapters 1 and 2 of the listing rules," it said. It said it estimated $1.4 million in cash at June 30, 2020 after paying accrued staff entitlements. On May 21, Flamingo ...

IOOF settles class action

JAMIE WILLIAMSON  |  MONDAY, 25 MAY 2020
... further alleged IOOF's conduct breached continuous disclosure obligations under the Corporations Act and ASX listing rules. At the time, IOOF said the action was "speculative and without foundation". Now, IOOF has reached agreement with the law firm ...

ASX appoints compliance chief

ALLY SELBY  |  THURSDAY, 7 MAY 2020
... done on the Council, Kevin has strengthened Australia's continuous disclosure regime through a major rewrite of ASX Listing Rules Guidance Note 8; introduced major reforms to the Listing Rules; [and] substantially improved the quantity and quality of ...