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Showing 11 - 20 of 23 results for "Legislative Instruments"

Clear up uncertainty: AFA, FPA

JAMIE WILLIAMSON | FRIDAY, 17 JUN 2022

... also be limits applied to ASIC's ability to "mandate obligations that go above the law through either legislative instruments or regulatory guidance", it said. "If work is done to address the issue with regulatory uncertainty, we would not like this ...

ASIC consults on refreshing PDSs, FSGs

KARREN VERGARA | FRIDAY, 18 FEB 2022

... automatically repeal or cease in the next two years if not remade, ASIC said. "Under the Legislation Act 2003, legislative instruments are repealed automatically, or 'sunset' after a period of time unless action is taken to remake them. Some ...

Labor won't support YFYS Bill in current form

KANIKA SOOD | FRIDAY, 30 APR 2021

... concerns about the Bill as a whole. "It should be noted that this bill delegates significant power to legislative instruments. As the government has only released partial draft regulations for this bill on the day [28 April] before this report is due ...

ASIC releases fee consent instrument

ELIZABETH MCARTHUR | THURSDAY, 25 MAR 2021

ASIC has released three legislative instruments to regulate advice fee consents and lack of independence disclosures, as part of the government's response to the Royal Commission. The first of the three sets the requirements that written consent from ...

Financial services laws under review

JAMIE WILLIAMSON | TUESDAY, 15 SEP 2020

... provisions of the Corporations Act 2001 (Cth) and the Corporations Regulations 2001 (Cth), among other legislative instruments. There are three key focuses of the review, each of which will be covered in an individual interim report. The first will focus ...

ASIC releases weekly regulatory tracker

ELIZA BAVIN | FRIDAY, 8 MAY 2020

... reports and consultation papers issued by ASIC and published on its website. "It also includes links to legislative instruments (including rules, determinations and waivers) made by ASIC which are published on the Federal Register of Legislation, and ...

FASEA confirms CFP recognition

HARRISON WORLEY | TUESDAY, 26 MAR 2019

... chief executive Stephen Glenfield said the organisation would review all feedback relevant to the new legislative instruments. "We welcome stakeholder feedback as we continue to update FASEA's approved list for the education standard, and all feedback ...

Read the whole thing: FASEA

JAMIE WILLIAMSON | THURSDAY, 22 NOV 2018

... Addressing the 2018 FPA Congress in Sydney this morning, Glenfield encouraged delegates to read FASEA's legislative instruments to date in full so as to assess the whole integrated model of what has been produced. "Every component part of that is interconnected ...

FASEA listens as advice industry combs blueprint

DARREN SNYDER | TUESDAY, 20 NOV 2018

... advisers. "The Association therefore urges FASEA to take as much time as required to ensure the detail of the legislative instruments achieves the right outcome instead of having a rushed consultation to meet the proposed 1 January 2019 deadline." FPA ...

FASEA clarifies adviser exam rules

DARREN SNYDER | MONDAY, 19 NOV 2018

... Professionals Congress this week in Sydney. It will be Glenfield's first public address. FASEA said legislative instruments are progressively being released for each of the standards which will be available for consultation for varying periods up ...

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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