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Showing 11 - 12 of 12 results for "Investments Committee"

Suncorp forced to improve compliance after ASIC review

LAURA MILLAN  |  THURSDAY, 27 JUN 2013
... has been forced to make changes to its compliance process after a review by the Australian Securities and Investments Committee (ASIC) over breaches that affected more than 849,000 customers. The breaches that Suncorp reported to ASIC, resulted in refunds ...

Trio chair ban and Richard jailed

ELISE BURGESS  |  FRIDAY, 12 AUG 2011
... superannuation funds and direct investors. Andrews was chair of Trio's board and a member of its risk and investments committee at that time. "We believe Mr Andrews failed in his duties as officer of the responsible entity of the Astarra Strategic Fund ...
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