Search Results | Showing 11 - 20 of 32 results for "Commissioner Peter Kell" |
| | | ... particularly concerned about potentially misleading or unhelpful claims of conditional protection," ASIC Commissioner Peter Kell said. |
| | | | ... misled and put in a potential situation where they take on too much debt and are unable to repay," ASIC commissioner Peter Kell said. |
| | | | ... examples of unlicensed SMSF advice, or misleading marketing, we will be taking regulatory action," ASIC Commissioner Peter Kell said. |
| | | | ... former Labor politician's comments echo those of Australian Securities and Investments Commission (ASIC) commissioner Peter Kell who urged SMSF professionals to be on the look out for "shark advice", "misleading ads" and "unscrupulous property spruikers" ... |
| | | | ... self-managed superannuation fund (SMSF) industry. Addressing a packed room at the Hilton Hotel in Sydney, ASIC commissioner Peter Kell opened the annual CPA Australia SMSF conference and expo by outlining the importance of safe-guarding SMSFs. "I urge ... |
| | | | ... standards are not being met, we will not hesitate to remove individuals and entities from the industry," ASIC Commissioner Peter Kell said. "Generally, Mr Sullivan lacks the knowledge, diligence, honesty, integrity and judgement to operate a credit business," ... |
| | | | ... adequate supervisory arrangements in place to identify and address advice deficiencies quickly," said ASIC Commissioner Peter Kell. "It is imperative that licensees ensure that as their business grows, they review their compliance arrangements and resource ... |
| | | | ... shares. He also indicated to one of the clients that the shares were likely to increase in value. ASIC commissioner Peter Kell said ASIC is focused on promoting the integrity of the self-managed super industry so that ultimately, consumers feel confident ... |
| | | | ... all things necessary to ensure they provide financial services efficiently, honestly and fairly," ASIC Commissioner Peter Kell. "AAA Financial Intelligence was found to have an appalling record that put at risk the quality of advice it provided to retail ... |
| | | | ... these changes," Ripoll, also speaking alongside Australian Securities & Investments Commission (ASIC) commissioner Peter Kell, said. Ripoll, who chaired the Government's Joint Committee on Corporations and Financial Services, also said that he was proud ... |
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