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Showing 281 - 290 of 6084 results for "trading"

South Australian financial adviser slapped with seven-year ban

ANDREW MCKEAN  |  FRIDAY, 6 DEC 2024
... misleading and deceptive representations to clients regarding the high returns they would achieve from his recommendations and trading. ASIC said he caused "significant financial losses for his clients." Davis didn't acknowledge or accept responsibility ...

2025 economic outlook 'threatening': AMP

ELIZA BAVIN  |  THURSDAY, 5 DEC 2024
... surrounding a Trump presidency and his potential policies. "Share valuations are less attractive, with the key US share market trading on a 26 times forward PE and the earnings yield bond yield gap is negative," Oliver said. "Australia is not bad at ...

360 Capital seeks $20m in capital raise

ELIZA BAVIN  |  MONDAY, 2 DEC 2024
... to diversify the fund's loan book, improving market liquidity for the fund's units, closing the different between the trading price of the units and the net tangible asset backing of those units and diversifying the fund's investor base." Ord Minnett ...

Macquarie fined $25m over 400 fake trades

MATTHEW WAI  |  WEDNESDAY, 27 NOV 2024
... The FCA said that from June 2020 to February 2022, Travis Klein, a relatively junior trader from MBL's metals and bulks trading desk, issued 426 fictitious trades on the internal systems of MBL. The fictitious trades were designed by Klein to conceal ...

Former Western AM investment chief charged for 'cherry-picking'

MATTHEW WAI  |  TUESDAY, 26 NOV 2024
... trades to other portfolios. The SEC believes Leech placed trades with brokers and would routinely wait until later in the trading day to allocate the trades among clients in the portfolios he managed. Throughout the delay between placing and allocating ...

Bell Financial takes lead on SelfWealth takeover

KARREN VERGARA  |  MONDAY, 25 NOV 2024
SelfWealth is forging ahead with Bell Financial Group's (BFG) takeover of the trading platform as the latter raises its bid price to edge out its competitor. The two parties entered a scheme implementation deed in which BFG raised its bid price to 25 ...

Gensler to leave SEC in January

JAMIE WILLIAMSON  |  FRIDAY, 22 NOV 2024
... previously served as chair of the Maryland Financial Consumer Protection Commission and was chair of the US Commodity Futures Trading Commission during the Obama administration. During his time as chair of the SEC, he "led the agency through a robust ...

HMC Capital launches DigiCo REIT

ELIZA BAVIN  |  FRIDAY, 22 NOV 2024
... ASX, HMC's assets under management (AUM) will increase to approximately $17.5 billion, representing +73% growth in CY24. Trading of new securities in the DigiCo REIT are expected to commence on a conditional and deferred settlement basis on 12 December ...

Trump 2.0 set to boost small and mid-caps: Canopy Investors

MATTHEW WAI  |  THURSDAY, 21 NOV 2024
... policy expectations, as evidenced by US dollar strength against major currencies." Further, given Trump's stance on trading with China, Webster said associated businesses will see adversities. "Conversely, certain sectors may face headwinds including ...

ASIC escalates super fund enforcement in 2025

KARREN VERGARA  |  FRIDAY, 15 NOV 2024
... included taking action in the areas of greenwashing, cryptocurrency, predatory lending, high-cost credit, and insider trading. "Our 2025 enforcement priorities reflect the increased risks consumers are facing that are being driven by cost-of-living pressures. ...