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Showing 281 - 290 of 6423 results for "Regulatory"

ASIC invites feedback on disclosure requirements

ELIZA BAVIN  |  FRIDAY, 28 NOV 2025
... requirements. The request follows a targeted review of superannuation investment disclosure requirements announced by the regulatory in August 2025. ASIC is proposing stamp duty be disclosed as an average amount over seven years, rather than an annual ...

DASH reshapes leadership team

ELIZABETH FRY  |  THURSDAY, 27 NOV 2025
... financial services, she brings deep capability in advice operations and remediation, along with a strong grounding in regulatory integration. "Our risk management focus is about making room for growth so we can safely continue to build on what we do ...

ASIC takes SMSF auditor to court for continuing work despite ban

RIDDHIMA TALWANI  |  THURSDAY, 27 NOV 2025
ASIC has charged Kristian John Convery for acting as an SMSF auditor even after being permanently disqualified under the Superannuation Industry (Supervision) Act (SIS Act) by the regulator last year. ASIC said that Convery continued to act as an SMSF ...

APRA's fresh guardrails to impact property investors

ELIZA BAVIN  |  THURSDAY, 27 NOV 2025
The Australian Prudential Regulation Authority (APRA) will limit high debt-to-income (DTI) home lending in a move to pre-emptively contain a build-up of housing-related vulnerabilities in the financial system, APRA chair John Lonsdale said. From 1 February ...

Government cracks down on financial abuse via coerced directorships

RIDDHIMA TALWANI  |  THURSDAY, 27 NOV 2025
The government has opened consultation to combat financial abuse in families perpetrated through coerced directorships. The consultation paper by the Treasury noted that financial abusers can exploit loopholes in tax and corporate systems, weaponising ...

Australian Ethical Super handed extra licence conditions

JAMIE WILLIAMSON  |  THURSDAY, 27 NOV 2025
The prudential regulator has flagged concerns over the fund's investment management arrangements with its parent company and whether the fees involved are in members' best financial interests. APRA reviewed Australian Ethical Superannuation's related-party ...

ASIC to monitor union redundancy funds

ELIZA BAVIN  |  THURSDAY, 27 NOV 2025
Following a consultation process that was launched in June, ASIC has outlined its approach to the regulation of employee redundancy funds under the Corporations Act 2001 (Corporations Act), once the current relief expires on 1 April 2026. Operators ...

FX coaching platform handed additional conditions over compliance failures

MATTHEW WAI  |  WEDNESDAY, 26 NOV 2025
ASIC has imposed additional licence conditions on Learn to Trade (LTT) after it failed to comply with financial services laws over delayed lodgement, commanding it to appoint a consultant to review the business. LTT was granted an AFSL in January 2010 ...

Two financial services directors fined $15k over reporting failures

MATTHEW WAI  |  TUESDAY, 25 NOV 2025
Directors of Sheffield Insurance Pty Ltd (trading by the name of Sheffield Insurance Services), Phillip Bird and Daniel Holmes, have been convicted of two offences and fined $15,000 over failure to lodge financial statements and auditors' reports with ...

Macquarie makes bid for Qube

RIDDHIMA TALWANI  |  MONDAY, 24 NOV 2025
... multiple factors including satisfactory completion of due diligence, entry into a scheme implementation agreement, regulatory approvals, final approvals from the Qube board and Macquarie, no material adverse change to Qube, and a unanimous recommendation ...