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Showing 241 - 250 of 950 results for "FPA"

RECAP: Advice in the Royal Commission spotlight (Days 6- 9)

KANIKA SOOD  |  FRIDAY, 27 APR 2018
... De Gori comes forward, Dover stays out The day's proceedings kicked off with Financial Planning Association of Australia (FPA) chief executive Dante De Gori fielding questions about high-profile member Sam Henderson's questionable conduct. A former client ...

Adviser regulation lacking a professional body, RC hears

KARREN VERGARA  |  FRIDAY, 27 APR 2018
... January 2022. At the time, he was under Securitor's AFSL and is currently with Synchron. Tindall was also a member of the FPA. A month after the banning order was issued, the FPA expelled his membership after its investigation found he engaged in ...

MGP responds to Henderson's RC hearing

JAMIE WILLIAMSON  |  FRIDAY, 27 APR 2018
... Association of Australia. "When they floated, I was offered shares in the company, which I took up. It did come up in the FPA complaint and I sold them immediately. I didn't even think about it being a material holding...I certainly didn't need to own ...

Advice firm impersonated clients

JAMIE WILLIAMSON  |  THURSDAY, 26 APR 2018
... advisers in Australia. In compiling this list, Financial Standard requested the assistance of the Financial Planning Association (FPA) and the Association of Financial Advisers (AFA) to confirm that no one on the FS Power50 has breached their respective ...

Royal Commission grills professional associations

KARREN VERGARA  |  THURSDAY, 26 APR 2018
... the lack of urgency in resolving complaints. The Commission recommenced with Financial Planning Association of Australia (FPA) chief executive Dante De Gori facing questions regarding high-profile member Sam Henderson's questionable conduct. Former client ...

High profile adviser under fire

JAMIE WILLIAMSON  |  THURSDAY, 26 APR 2018
... advisers in Australia. In compiling this list, Financial Standard requested the assistance of the Financial Planning Association (FPA) and the Association of Financial Advisers (AFA) to confirm that no one on the FS Power50 has breached their respective ...

Royal Commission singles out 325 NAB staff cutting corners

ALEX BURKE  |  TUESDAY, 24 APR 2018
... conduct and licensee standards. NAB did not report Meyn's conduct to the association of which he eventually became a member, the FPA. NAB chief customer officer - consumer and wealth Andrew Hagger said this was because "our focus was on the employment ...

Why wait for Royal Commission to address trust?

HARRISON WORLEY  |  WEDNESDAY, 18 APR 2018
... industry, with the Financial Planning Association of Australia stating that their members were outraged at the FASEA proposal. FPA chair Neil Kendall last week voiced his displeasure over the proposal, stating that the learning culture built by the FPA ...

ASIC lifts licence conditions on CountPlus subsidiary

KANIKA SOOD  |  MONDAY, 16 APR 2018
... and recruiting advice businesses aligned around our enduring client centric, professional advice principles," Kennedy said. FPA chair Mark Rantall was hired as an independent chairman following ASIC's investigation. The new leadership reframed its governance ...

FPA to fight latest FASEA proposals

JAMIE WILLIAMSON  |  THURSDAY, 12 APR 2018
More than 1700 of the FPA's membership have joined calls for the Financial Adviser Standards and Ethics Authority to take a more realistic approach to its development of professional standards. Just last week the FPA issued a questionnaire to its 13,700 ...