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Showing 231 - 240 of 664 results for "Senior Executive"

Industry fund adds chief risk role

JAMIE WILLIAMSON  |  TUESDAY, 13 NOV 2018
... now is the right time to introduce a chief risk officer to our executive team and I'm pleased we've secured a senior executive of Martin's calibre." VicSuper is also welcoming an executive manager, people experience in Jo McKennariey. She was most recently ...

Super-size me: Latest employment trends

DARREN SNYDER  |  MONDAY, 29 OCT 2018
Wealth management recruiters and their prospective job candidates are beneficiaries of businesses looking to "super-size" roles in digital and customer engagement positions. The 2018 market trends and salary review from Perceptor shows skilled candidates ...

Assistant Treasurer refutes breach allegations

HARRISON WORLEY  |  FRIDAY, 26 OCT 2018
... Cryo Australia within 28 days as required by the Corporations Act. During Senate Estimates, Ketter asked ASIC senior executive leader for assessment and intelligence Warren Day about media reports which claimed Robert remained a director of alternative ...

Asset management business models need a rethink: panel

HARRISON WORLEY  |  FRIDAY, 26 OCT 2018
From conventional methods to manage investments to the role of blockchain in the future, an industry panel session debates what business models have the power to disrupt financial services. Appearing on a panel at the SIBOS conference in Sydney this ...

Bank-owned advice firm requests ASIC extension

DARREN SNYDER  |  MONDAY, 22 OCT 2018
... and its controls over fees for no service. The regulator said CFPL is also seeking an extension to provide its senior executive attestation as required under the enforceable undertaking (EU). The extension is to 31 January 2019. ASIC said the extension ...

APRA readies ADIs for BEAR

KARREN VERGARA  |  THURSDAY, 18 OCT 2018
... with APRA. "The ADI must provide APRA with individual accountability statements clearly outlining the specific senior executive responsibilities within the organisation. "The ADI must also provide an accountability map outlining how accountability is ...

ASIC slams unacceptable reporting breaches

KARREN VERGARA  |  WEDNESDAY, 26 SEP 2018
Major institutions take about five years to identify significant breaches while remediating some customers takes even longer, an ASIC review of breach reporting obligations found. In Report 594 released overnight, the big the institutions took 4.5 years ...

Boutique adds insto distribution lead

JAMIE WILLIAMSON  |  WEDNESDAY, 19 SEP 2018
A boutique fund manager is welcoming a former Deutsche Asset Management senior executive to a newly-created role. Nanuk Asset Management has appointed Stephen O'Brien as head of institutional distribution. Having been away from the industry for some ...

ASIC commences civil action against ANZ

KARREN VERGARA  |  MONDAY, 17 SEP 2018
ASIC has commenced civil penalty proceedings against ANZ for its involvement in an alleged criminal cartel relating to a $2.5 billion institutional share placement in August 2015. ASIC alleged ANZ failed to notify the ASX that $791 million of the $2.5 ...

ASIC to ramp up trustee visits

KARREN VERGARA  |  FRIDAY, 7 SEP 2018
... periodic visits. Presenting a regulatory update at the AIST Super Investment Conference? in Cairns yesterday, ASIC senior executive leader of investment managers and superannuation Jane Eccleston highlighted some major initiatives superannuation trustees ...