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| | | ... many cases, people invested in Shield after receiving advice from financial advisers, ASIC added. Commenting, ASIC deputy chair Sarah Court said it is the first time ASIC has acted against a research house. "Research houses have a responsibility to ensure ... |
| | | | ... oversight and compliance failures exposed thousands of Australians to poor advice and significant financial risk," ASIC deputy chair Sarah Court said. "We allege Interprac failed to ensure certain authorised representatives acted in their clients' ... |
| | | | ... capabilities in Australia will augment our platform and position us for long-term value creation," Straits Trading's executive chair Chew Gek Khim said. Cromwell will acquire the portfolio and TPP in the first phase, which is expected to settle by December ... |
| | | | ... high standards of market conduct." Philip Lowe - former Reserve Bank of Australia's governor - was appointed last week to chair the AGCG. |
| | | | ... profession in Australia." Atchison went on to hold board positions at Rajomon Asset Management and Brickfloor and was the chair of Strata Guardian's investment committee. Atchison was instrumental in helping launch Financial Standard. He was also ... |
| | | | ... (LLL). Prior to this role, Smith spent four years as chief executive of the Anglican Schools Corporation in NSW. He was also chair to the Glebe Administration Board, overseeing investment funds for the Anglican Church in Sydney. Outside of his career ... |
| | | | ... at Selfwealth, Keary was chief executive Asia Pacific for Ignition Advice between 2021 and 2023. Currently, Keary is the chair of Ensombl and was previously a board member of the Australian Japan Business Cooperation Council and Evergen, a CSIRO joint ... |
| | | | ... "In making the representations, HESTA overstated its commitment to reducing investment in carbon emissions," ASIC deputy chair Sarah Court said. "Consumers relying on HESTA's representation may have been denied the opportunity to make informed decisions ... |
| | | | ... are founded on enforcing well-established legal obligations that prohibit misleading and deceptive conduct," ASIC deputy chair Sarah Court said. "Fund managers need to make sure that they accurately represent the nature of both their direct and indirect ... |
| | | | ... responsible for monitoring liquidity stress across funds. It is also finalising a valuations committee with an independent chair, which will also be separate from the investment committee. "As our business continues to grow, we will continue to ensure ... |
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