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Showing 2151 - 2160 of 10118 results for "Financial services"

Australia's first Filecoin fund launches

ELIZABETH MCARTHUR  |  WEDNESDAY, 4 AUG 2021
... fiduciary and qualified custodian under New York Banking Law and is licensed by the New York State Department of Financial Services to custody digital assets.

Shadforth appoints Queensland head

KANIKA SOOD  |  TUESDAY, 3 AUG 2021
... owns o ther advice groups including RI Advice (264 advisers), Millennium3 (242), Lonsdale (119) and Bridges Financial Services (193). IOOF reported $2.2 billion in outflows from 33 advisers departing from IOOF's self-employed advice business for ...

Former Millennium3 representatives cop ban

KARREN VERGARA  |  TUESDAY, 3 AUG 2021
Two directors of North Coast Financial Services, a former authorised representative of Millennium3, have copped a ban from the corporate regulator. Timothy William Parry and Damian Garnet Price are forbidden to control a financial services business ...

Financial Masterplan advisers banned

ANNABELLE DICKSON  |  TUESDAY, 3 AUG 2021
... corporate regulator believes Trent Allan and Fabrizio Urrutia were not adequately trained or competent to provide financial services and thus were not compliant with financial services laws. Allan and Urrutia were authorised representatives of Financial ...

AMP hires in support of advisers, brokers

ELIZABETH MCARTHUR  |  TUESDAY, 3 AUG 2021
... Christofides - general manager, home lending at AMP Bank - welcomed Herbert to the role. "Paul is a highly-regarded financial services leader with extensive experience in strategy development, sales management and people leadership," he said. "We know ...

T. Rowe Price names chief executive

ANNABELLE DICKSON  |  FRIDAY, 30 JUL 2021
... take over as chair of the management committee. Sharps joined the firm in 1997 as an analyst specialising in financial services stocks, including banks, asset managers, and securities brokers. Throughout his tenure, he was co-head of global equity, portfolio ...

AFCA weeds out phony complaints

ELIZABETH MCARTHUR  |  FRIDAY, 30 JUL 2021
... any financial harm. AFCA received feedback from financial institutions, particularly small to medium sized financial services businesses, that they were incurring costs dealing with complaints that had no merit and in which no financial harm was done ...

AMP sued over corporate super misconduct

JAMIE WILLIAMSON  |  FRIDAY, 30 JUL 2021
... Life (now Resolution Life NZ), AMP Financial Planning, AMP Services, Charter Financial Planning and Hillross Financial Services. It is alleged the misconduct saw AMP pocket more than $600,000 in financial advice fees from 1540 customers despite having ...

Natixis IM appoints APAC distribution head

KANIKA SOOD  |  WEDNESDAY, 28 JUL 2021
... continue to report to Natixis's global chief executive asset and wealth management within Groupe BPCE's global financial services division Tim Ryan. "These appointments reinforce our ambition to progress among the top fifteen largest asset managers in ...

Six new ombudsmen at AFCA

KARREN VERGARA  |  WEDNESDAY, 28 JUL 2021
... Australian Financial Complaints Authority welcomed six ombudsmen to the fold, three of which came from the financial services sector. ANZ head of legal, dispute resolution group Louise McAuliffe, and Westpac practice leader for business lending legal ...