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Showing 1 - 10 of 878 results for "Oversight"

SILC partners with Totality to give clients brokage access

RIDDHIMA TALWANI  |  THURSDAY, 15 OCT 2026
... efficient and highly scalable solution for equity fund managers," he said. SILC delivers governance, compliance, fiduciary oversight and investor protection, while appointed investment managers retain responsibility for portfolio construction and investment ...

FEATURE | Governance | Stumping up

RIDDHIMA TALWANI  |  WEDNESDAY, 14 OCT 2026
... it did all that was in its power, the corporate watchdog contests this. ASIC is suing Diversa over its lack of proper oversight in allowing the First Guardian fund pass through its screening process. The regulator alleges if Diversa had done its job ...

ASIC flags gaps in super fund valuations

VINNY VUCAGO  |  WEDNESDAY, 14 OCT 2026
... examined 42 registrable superannuation entity financial reports and six audits, identifying shortcomings in trustees' oversight of externally managed investments and auditors' testing of valuation methods and assumptions. In its report, Accounting for ...

Fortnum pays $1.35m to settle ASIC lawsuit

MATTHEW WAI  |  TUESDAY, 13 OCT 2026
... our business." He said Fortnum and the broader Entireti Group have made "significant" investments in cyber governance, oversight, specialist expertise, and training for advisers and risk management systems to strengthen cyber resilience across the business ...

Former Income AM director launches fixed income advisory

MATTHEW WAI  |  FRIDAY, 9 OCT 2026
... it is inconsistent with a model that requires consistent turnover. "Whilst fixed income portfolios do require careful oversight, if you have a well-constructed portfolio, very often, the best thing to do is sit back and collect the income. "My model ...

Life CCC spots 10.6k breaches in FY26

MATTHEW WAI  |  THURSDAY, 8 OCT 2026
... where future Code commitments could be clarified or strengthened," the Life CCC said. "This allowed the lessons from our oversight of the current Code to contribute directly to consideration of the standards and protections that will apply under the ...

Dalton launches first local-domiciled fund

MATTHEW WAI  |  TUESDAY, 6 OCT 2026
... alignment with investors, it said. The SILC Group has been selected as the trustee to provide governance, regulatory oversight, tax reporting and operational support, while fund administration which includes operations, investor onboarding and accounting ...

CALI outlines Life Code changes

ELIZA BAVIN  |  THURSDAY, 1 OCT 2026
... ill-health and cover, improved access to information and assistance for First Nations peoples, and stronger independent oversight through upcoming changes to the Life Code. The Council of Australian Life Insurers (CALI) commissioned the independent review ...

APRA flexes fresh powers, zeros in on trustees

ELIZA BAVIN  |  WEDNESDAY, 30 SEP 2026
... for higher-risk investments; strengthen the management of investment-related conflicts; and ensure their investment oversight capabilities and resources are commensurate with the size and complexity of their investment menus. APRA is also proposing five ...

ASIC sets FY27 priorities straight

VINNY VUCAGO  |  WEDNESDAY, 30 SEP 2026
... superannuation, ASIC will continue its multi-year review of member services while commencing new work examining trustee oversight of advice fee deductions and retirement. In financial markets, the regulator will focus on market integrity and responsible ...
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