Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1 - 10 of 35 results for "ASX Listing Rule"

ASIC concerns over Interprac sale 'unfounded': Sequoia

JAMIE WILLIAMSON  |  FRIDAY, 10 APR 2026
... discussions with the ASX as to whether the sale of Interprac needs to be approved by Sequoia shareholders or not. Under ASX Listing Rule 11.2, a listed entity must seek the approval of shareholders where it is making a significant change that involves ...

Sequoia advances InterPrac takeover talks

KARREN VERGARA  |  WEDNESDAY, 18 MAR 2026
Sequoia Financial Group said it is in "advanced discussions" with an unnamed buyer interested in taking over InterPrac Financial Planning. Updating shareholders on the future of InterPrac, Sequoia said "discussions remain incomplete and there can be ...

Sequoia shares dive nearly 50%

KARREN VERGARA  |  TUESDAY, 25 NOV 2025
... at 10:20am. At 2:46pm, Sequoia told the market that InterPrac will defend itself against the ASIC proceedings. ASX Listing Rule 3.1 requires a listed entity to immediately give the exchange "any information concerning it that a reasonable person would ...

ASX names chief compliance officer

MATTHEW WAI  |  TUESDAY, 11 NOV 2025
ASX has appointed a former APRA general counsel to the role of chief compliance officer, reporting to chief executive Helen Lofthouse. Lucinda McCann is succeeding Daniel Moran, who announced his resignation in July after 15 years at the exchange. McCann ...

Elanor shakes up leadership, sells down fund

KARREN VERGARA  |  TUESDAY, 10 SEP 2024
... acquired it for $38 million last year. Elanor has yet to file its 2024 financial year reports, failing to meet its ASX Listing Rule deadline. Securities have been suspended since August 23. Unaudited results show it had $6 billion in funds under management. ...

AOF sells another asset, flags delisting

KARREN VERGARA  |  FRIDAY, 23 AUG 2024
Australian Unity Office Fund (AOF) continues to empty its portfolio, offloading another asset as the REIT faces an uncertain future. AOF is set to offload 64 Northbourne Avenue, Canberra for $21.2 million to an unnamed buyer, 10% cheaper than its June ...

Eildon divests stakes in four funds to Trilogy

KARREN VERGARA  |  WEDNESDAY, 31 JUL 2024
... group. The group will keep the market updated in accordance with its continuous disclosure obligations under ASX Listing Rule and otherwise does not intend to comment on such matters," Eildon told the ASX at the time. Varun Sachdev was recently appointed ...

Eildon confirms talks with Trilogy

KARREN VERGARA  |  FRIDAY, 26 JUL 2024
... group. The group will keep the market updated in accordance with its continuous disclosure obligations under ASX Listing Rule and otherwise does not intend to comment on such matters." Spending two years as Eildon's chief executive, Laurence Parisi ...

Federal Court rejects two CBA class actions

KARREN VERGARA  |  MONDAY, 13 MAY 2024
The Federal Court shut down two class actions against Commonwealth Bank of Australia (CBA) relating to anti-money laundering and counter-terrorism financing (AML/CTF). AUSTRAC alleged as early as 2017 that the bank contravened the Anti-Money Laundering ...

Ord Minnett cops $888k fine over buyback

JAMIE WILLIAMSON  |  WEDNESDAY, 3 MAY 2023
ASIC's Market Disciplinary Panel handed Ord Minnett an $888,000 infringement notice over two contraventions of market integrity rules which occurred when conducting a buyback. According to ASIC, on 1 September 2021 the firm was instructed to commence ...
PAGE:
1
PREVIOUS
NEXT