Search Results | Showing 181 - 190 of 228 results for "operational risk" |
| | | The IQPC Financial Services Operational Risk and Compliance conference in early December is designed to help advisers assess risk, get the most from their budget and develop strategies to overcome the challenges posed by regulatory change. Recent scandals ... |
| | | | ... platforms do you use, how do you interact with your broker?" A more intrusive due diligence process within the operational risk management side of the business has driven most funds to be more automated in the middle and back office. This, Freeman advised ... |
| | | | ... consultation process and subsequent public forums, APRA's deputy chair Ross Jones said his advice on both the Operational Risk Financial Requirement (ORFR) and the scale test was for funds to keep the spirit of the reform in perspective. Many submissions ... |
| | | | ... Services Association (ACSA) said following a report from ASIC, the focus on technology, Straight Through Processing, operational risk management and reinforcement of disclosure obligations was well placed. The report released last month, 'Custodial and ... |
| | | | Issuers of OTC derivatives, including CFDs and margin foreign exchange derivatives, will have to meet new financial requirements just released by ASIC. The Australian Securities & Investments Commission (ASIC) yesterday announced an increase in minimum ... |
| | | | ... Christopher St Amand, formerly senior operations manager at MLC, joins Mercer Sentinel to take up responsibility for operational risk assessments. Robert Dixon, previously a transition manager at Bank of New York Mellon, will report to Corbett while ... |
| | | | ... firms, AllianceBerstein said it choose State Street due to its ability to increase operating efficiency and reduce operational risk. State Street will provide services including trade settlement, portfolio administration and reconciliation, derivative ... |
| | | | ... on the missing elements of the Government's Stronger Super announcement such as fund requirements on scale and operational risk reserves," Fiona Reynolds, chief executive officer, Australian Institute of Superannuation Trustees. Investment governance ... |
| | | | ... 65 industry funds that collectively manage $250 billion in funds for 12.4 million accounts. They found total operational risk reserves had increased by 37.5% since 2008 to $1.2 billion by the end of June 2010. The reserves provide a buffer against fraud ... |
| | | | ... cost efficiency." RIS's global trading desk will now execute FX trades for Qantas Super, while also managing operational risk and delivering performance reporting tools. "Our research shows that many funds are unaware FX transactions can be so costly ... |
|