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Showing 181 - 190 of 1683 results for "Register"

Advisers shun major institutions, 500 exit: Rainmaker

KARREN VERGARA  |  WEDNESDAY, 24 JUL 2024
... profession of about 8500 between 2015 and 2019. By 1 January 2019, advisers had to be registered on the Financial Adviser Register (FAR) if they wanted to avoid the transition period to upgrade their professionally accepted qualifications. "But when ...

Consultation opens on tax practitioners' registration

KARREN VERGARA  |  MONDAY, 22 JUL 2024
Treasury has opened consultation on reforming the registration framework for tax practitioners, reviewing the key areas of education, qualification, and experience requirements. The consultation is part of the government's response to the PwC tax ...

Beaconsfield takes control of New Quantum

ANDREW MCKEAN  |  MONDAY, 22 JUL 2024
US-based investment manager Beaconsfield Capital has appointed McGrathNicol as receivers and managers to New Quantum Holdings, a non-trading holding company with operating subsidiaries including wealth management software platform New Quantum and options ...

Government urged to overhaul gift tax system

ELIZA BAVIN  |  FRIDAY, 19 JUL 2024
... framework for charities, supporting the role of the Australian Charities and Not-for-profits Commission's (ACNC) charity register in providing further useful information for donors. "This report has been informed by consultation and submissions from ...

ASIC permanently bans Queensland adviser

ELIZA BAVIN  |  THURSDAY, 18 JUL 2024
... Financial Services Licence (AFSL) in 2016 but has not held an AFSL since August 2019. According to the ASIC Financial Adviser Register, Abdalla was an authorised under Fortress Wealth Partners and My Money Co, both linked to AFSL Holdings Australia. ...

ASIC, APRA provide FAR update

ELIZA BAVIN  |  FRIDAY, 12 JUL 2024
... released an amendment to the regulator rules, which prescribes the key functions information for inclusion in the FAR register of accountable persons for insurance and superannuation industries. The key functions include capital management; conduct risk ...

Robeco launches two new strategies

ELIZA BAVIN  |  THURSDAY, 11 JUL 2024
Robeco is strengthening its position in transition investing with the launch of two new equity strategies for institutional investors, and the repositioning of two fixed income strategies. Robeco said the strategies allow investors to tap into the growth ...

Fiji National Provident Fund hunts active fund managers

KARREN VERGARA  |  WEDNESDAY, 10 JUL 2024
The Fiji National Provident Fund (FNPF) is seeking active fund managers to oversee two strategies. The country's superannuation fund is on the hunt for fund managers to invest on behalf of its Global Listed Developed Market Equity Strategy 1 and Global ...

Adviser permanently banned for faking qualifications

JAMIE WILLIAMSON  |  TUESDAY, 9 JUL 2024
... from October 2021 to December 2021 and then again between March 2022 and March 2023, however the ASIC Financial Adviser Register (ASIC FAR) was updated to remove the second appointment after the firm became aware of Vee's misconduct. He was previously ...

ASIC levy to slug advisers $48.4m

KARREN VERGARA  |  TUESDAY, 9 JUL 2024
... Implementation Statement (CRIS), amounts are based on the total number of relevant providers on the Financial Advisers Register (FAR) at the end of FY24 that amounted to 2766 AFS licensees (AFSL) with 15,371 advisers. Licensees will only pay the levy ...