Search Results | Showing 131 - 140 of 1668 results for "Register" |
| | | ... law. ASIC said the banning took effect from 19 February 2025 and was recorded on the Banned and Disqualified persons register. ASIC cancelled JB Markets' AFSL from 12 April 2024, however JB Markets has applied for review of ASIC's decision to cancel ... |
| | | | ... government will scrap the second stage of the adviser registration process. This stage mandated individual advisers to register annually with ASIC from 1 July 2026. The first stage required all relevant providers to be registered before providing personal ... |
| | | | The number of active separately managed accounts products in market has doubled in the past three years. That's according to APIR Systems' analysis of financial product registrations, with the December 2024 quarter data showing 25 new managed account ... |
| | | | ... retroactively and reactively, often "adopting novel and untested legal interpretations". "Clarity regarding who must register, and practical solutions for those seeking to register, have been elusive," the SEC said. "The result has been confusion about ... |
| | | | The Australian exchange-traded fund (ETF) industry has had a landmark year, breaking records pertaining to market capitalisation, net flows, and product launches. Last year, the ETF industry's funds under management (FUM) reached $246.3 billion ... |
| | | | ... On December 20, both AFSLs had 430 registered advisers, Rainmaker Information modelling of the ASIC Financial Advisers Register shows. Alliance Wealth's 367 advisers rounds up the top three largest licensees in Australia. Count Financial (344), Interprac ... |
| | | | Ares Management Corporation has selected Equity Trustee (EQT) as responsible entity for its recently launched Ares Private Markets Fund (AUT). Financial Standard flagged the fund launch last week, with AUT - an Australian domiciled unit trust to provide ... |
| | | | Ares Management has launched a Private Market Fund (AUT), a locally domiciled unit trust to provide Australian wholesale clients access to Ares Private Markets Fund (AMPF) - as US registered management investment vehicle that's distributed through Ares' ... |
| | | | Licensees are generally slow to report to ASIC because of deficient internal processes and poor monitoring of compliance with the reportable situations regime, a review found. Recent surveillance by ASIC found financial services and credit licensees ... |
| | | | ... full, all items listed in their personal training record held by the trustee; and Have declared any amendments to the Register of Relevant Interests and Duties. Deloitte said this approach "places the emphasis on directors to self-identify any issues ... |
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