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Showing 181 - 184 of 184 results for "Code of Ethics"

FPA member fined and expelled

NICK OLIVER  |  MONDAY, 26 FEB 2007
... Western Australian planner Annemieke de Boer of Centro Financial Synergy was charged with 35 breaches of the FPA's Code of Ethics and Rules of Professional Conduct. The FPA Disciplinary Committee upheld 29 of the charges and fined de Boer $47,000 along ...

It's time to work together: MDRT

HAMISH MADDEN  |  FRIDAY, 15 SEP 2006
... practice ethical standards. And for MDRT, ethics are at the heart of everything. "MDRT has always had a strong code of ethics. It's the cornerstone of the organisation," said Vanderwolf.

FPA opens membership door to individual CFPs

KATE HAGE  |  MONDAY, 15 MAY 2006
... acknowledging the importance of individual financial planners committing themselves to higher professional standards and a code of ethics." An FPA spokesman estimated the move could affect as many as 9,000 financial advisers. The group currently represents ...

FPA concerned over misleading advertising about Choice

... mis-selling and churning. Kelly says, "Stringent regulatory requirements on financial planners and the FPA's own code of ethics and rules of professional conduct combine to put strong constraints on mis-selling and churning." "A professional financial ...