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Showing 161 - 170 of 181 results for "Code of Ethics"

FPA award winners embrace FOFA

ELISE BURGESS  |  MONDAY, 21 NOV 2011
... development, client testimonials and work with the local community along with the FPA Code of Professional Practice and Code of Ethics. The national winners of the inaugural FPA Best Practice Awards are: FPA Certified Financial Planner Professional Practice ...

FPA welcomes standards

ELISE BURGESS  |  FRIDAY, 18 NOV 2011
... profession," said Mark Rantall, chief executive, FPA. Reiterating the associations support of education standards and code of ethics, Rantall spoke of the extraordinary time planners find themselves in. "With the GFC, FOFA and ageing demographics the ...

FPA ad campaign sneak preview released to members

ALISON BEVEGE  |  THURSDAY, 1 SEP 2011
... show people that members had to have much higher educational standards than the law requires. It has a separate code of ethics to which members must sign their name. From July 1, 2013, the FPA will not accept new members that do not have an undergraduate ...

FPA calls for naming rights

ALISON BEVEGE  |  THURSDAY, 14 APR 2011
... an ethical or professional vacuum." The Association of Financial Advisers, which has 7000 members and a strict code of ethics, has also called for the term to be restricted. Richard Klipin, chief executive of the association, said it had flagged the ...

FSA ups ante on advice

ELISE BURGESS  |  FRIDAY, 21 JAN 2011
... advisers, which the FSA believes should be able to show clients that they have documentation of their qualifications, code of ethics and proof of continual education, of which advisers are now required to complete. Recently, the FSA Policy Statement ...

FSC launches trustmark for consumers

RUTH LIEW  |  THURSDAY, 12 AUG 2010
... buying a product from a reputable provider committed to providing a quality service." Members will be subject to a Code of Ethics and Code of Conduct that prioritises ethical behavior when dealings with clients and investments, and commissions will be ...

Coding error review prompts sell rating

MEDIA RELEASE  |  FRIDAY, 9 JUL 2010
... Barr Rosenberg, and head of research, Thomas Mead, did not act in accordance with the firm's escalation policy and code of ethics. Specifically, the external review concluded that both acted to limit dissemination of information regarding the error. ...

Rosenberg leaves AXA after review

COMPANY RELEASE  |  THURSDAY, 1 JUL 2010
... be following suit after the review found they "did not act in accordance with the firm's Escalation Policy and Code of Ethics." Specifically, the review concluded that both acted to limit dissemination of information regarding the error and to preclude ...

UK planners to face tougher standards

ALEX DUNNIN  |  THURSDAY, 1 JUL 2010
... involved with that accredited overseer being withdrawn. Ethical behaviour standards will be determined according to a Code of Ethics that is yet to be developed, though the FSA has acknowledged several professional planning bodies already have these ...

Planners should be fiduciaries: IFSA

ALEX DUNNIN  |  THURSDAY, 19 NOV 2009
... supporting codified fiduciary responsibilities being written into legislation, instead favouring self-regulatory Code of Ethics models.