Search Results | Showing 181 - 190 of 354 results for "Australian Financial Services Licence" |
| | | ... Commercial Lawyers to help support accounting practices looking to obtain their own limited Australian Financial Services Licence (AFSL) as part of new rules coming in on July 1. The online portal, Cowell Clarke Connect, will give accountants access ... |
| | | | Accountants with limited Australian financial services licences are like "part-time surgeons," according to John Birt, principal of advice M&A broker Radar Results. Birt branded limited AFS licenses "dangerous" and argued that in order for accountants ... |
| | | | ... financial service providers to disclose to clients that they are exempt from holding an Australian financial services licence and that they are regulated by the relevant overseas regulatory authority," said ASIC commissioner Cathie Amour. "Foreign financial ... |
| | | | ... people invest in property via SMSFs, or facilitate such an investment, and who do not have an Australian financial services licence are breaking the law. "It is important that advisers who deal with SMSFs are appropriately licenced." |
| | | | Dunfo Capital, formerly known as GSM Financial Group, has seen its Australian Financial Services Licence (AFSL) canceled by ASIC. The financial services company's licence was suspended on February 2015, as ASIC gave Dunfo six months to meet its legal ... |
| | | | ... surveillance of responsible entities and superannuation trustees that are also holders of an Australian Financial Services Licence (AFSL). Trustees were also warned about the presentation of rollover forms attached to product disclosure statements that ... |
| | | | ... and personalisation as an MDA, but require fewer additional provisions in the provider's Australian financial services licence, as an MDA gives the provider responsibility for investment selection as well as asset custody. SMAs, meanwhile, represent ... |
| | | | ... financial advice practices would pay over $6,000 annually in addition to the proposed $11,000 Australian financial services licence application fee. "If this is to be the case, the Government must also consider the potential flow-on impact of increased ... |
| | | | Accountants will need an Australian financial services licence if they want to continue providing advice on establishing and winding up self-managed super funds after 1 July 2016. According to SMSF Association head of education services Liz Ward, some ... |
| | | | A Queensland advice group has seen its Australian financial services licence questioned by the Australian Securities and Investments Commission (ASIC). The regulator has imposed new licence conditions on Sentinel Private Wealth following concerns over ... |
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