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Showing 1911 - 1920 of 3517 results for "compliance"

AFA launches mental health service

DARREN SNYDER  |  MONDAY, 16 OCT 2017
... operators and you have the stress of running a small business. We have increased revenue pressure as a result of increased compliance," he said. "Sometimes you're having complex and emotional conversations with your clients and it can be hard to deal ...

Increased scrutiny driving regtech need

JAMIE WILLIAMSON  |  TUESDAY, 10 OCT 2017
... urging financial advisers and their licensees to embrace regtech solutions in the face of ASIC's recent crackdown on non-compliance. Kaplan and Red Marker - which was acquired by Kaplan earlier this year - are working together to empower organisations ...

Proceedings filed against CBA in Federal Court

ALEX BURKE  |  MONDAY, 9 OCT 2017
... $250,000 of CBA shares and reinvested with a different bank. I don't want to invest in a company that puts profit before compliance - profits should follow compliance."

Former TCorp executives join FIIG

JAMIE WILLIAMSON  |  TUESDAY, 3 OCT 2017
... Asset Management, Perpetual Equities Investment Company and Hunter Water. Feldmanis will chair the audit, risk and compliance committee while Knight will join the audit, risk and compliance committee and the nominations and remuneration committee. FIIG ...

Regulatory costs unsustainable: FPA

KARREN VERGARA  |  THURSDAY, 28 SEP 2017
... red tape across the advice industry will not only reduce competition but see consumers bear the brunt of additional compliance costs. In its submission to the Productivity Commission's inquiry on competition in the Australian financial system, the FPA ...

Life insurers challenged by waning planner loyalty

JAMIE WILLIAMSON  |  WEDNESDAY, 27 SEP 2017
... changes, planners face a raft of other challenges in providing life insurance advice including paperwork, admin and compliance," Choi said. Choi said insurance and technology provider assistance is more vital than ever in helping planners expand their ...

IRESS enters regtech realm

JAMIE WILLIAMSON  |  MONDAY, 25 SEP 2017
IRESS inked a $2 million strategic regtech partnership to assist financial services businesses improve compliance. The performance-linked investment in regtech and data analytics company Lucsan marks IRESS' first minority equity investment. The non-material ...

ASX healthcare firm denies disclosure breach

ALEX BURKE  |  THURSDAY, 21 SEP 2017
... penalty "given the anticipated cost of contesting the [notice]." "The issue of the infringement notice, and the company's compliance with it, does not comprise a finding that the company breached its disclosure obligations, nor is it an admission of ...

Record turnout drives Managed Accounts Forum success

KARREN VERGARA  |  MONDAY, 18 SEP 2017
... managing director Claire Wivell Plater kicked off the day with a well-rounded overview of the regulatory, legal and compliance issues affecting both advisers and managed accounts operators. Rainmaker Group director of research Alex Dunnin kept the momentum ...

Contango appoints small cap portfolio manager

ALEX BURKE  |  THURSDAY, 14 SEP 2017
... hitting back at an ASX query as to whether it had sufficient funds to continue operating. ASX principal adviser, listings compliance Stephanie Yong highlighted CGA's net operating cashflows for the June quarter (negative $502,000) along with estimated ...