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Showing 171 - 180 of 429 results for "stockbroking"

Morgan Stanley bumps up Chambers to Wealth CEO

HARRY PAGE  |  FRIDAY, 7 FEB 2014
... the position. In terms of advisers, Morgan Stanley Wealth Management Australia is Australia's second-largest retail stockbroking business.

Blue Sky targets mandate wins with $19m capital raise

MARK SMITH  |  THURSDAY, 5 DEC 2013
... company for every four existing shares held at 7pm on Thursday 5 December 2013 at the same offer price of $1.50. Shaw Stockbroking and Morgans are acting as Joint Lead Managers to the capital raise. This is the second successful capital raising for the ...

Lonsec nabs Investec equities team

LAURA MILLAN  |  THURSDAY, 24 OCT 2013
... we believe this represents the perfect opportunity for Lonsec to further enhance our broking capabilities," Lonsec Stockbroking chief executive David Wylie said. The new team will provide institutional and corporate clients with research on resources ...

Former Opes Prime director acquitted of dishonesty charges

ALICE URIBE  |  MONDAY, 9 SEP 2013
Former Opes Prime Stockbroking A director Julian Smith has been acquitted of dishonesty charges. He faced two charges of dishonestly breaching his duties as director of companies in the Opes Prime Group Limited group and pleaded not guilty to the charges. ...

Australia outstrips US and UK in online trading

MARK SMITH  |  THURSDAY, 22 AUG 2013
... client relationships were CommSec (51%), E*TRADE (17%), Westpac Online Investing (7%), nabtrade (5%) and CMC Markets Stockbroking (4%). According to the report, 46% of current online share investors use a smart phone or tablet to invest, and 21% intend ...

Bell Potter expands research team

JAMES FERNYHOUGH  |  WEDNESDAY, 17 JUL 2013
Stockbroking firm Bell Potter Securities Limited has expanded its research team with two senior appointments. Di Brookman takes the role of senior oil and gas analyst, while Chris Savage becomes senior industrials analyst. Brookman has worked as a senior ...

Morningstar to provide share research to RBS Morgans

MARK SMITH  |  WEDNESDAY, 17 JUL 2013
... Morningstar Australasia has expanded its partnership with RBS Morgans to provide international share research to the stockbroking and wealth management firm. RBS Morgans will have access to the research through the online tool, Morningstar Analyst Research ...

Bell Potter adviser banned for dishonest conduct

JAMES FERNYHOUGH  |  TUESDAY, 16 JUL 2013
... adviser Lawson Stuart Donald from providing financial services for dishonest conduct. Donald, who worked for the stockbroking firm between 2003 and 2008, was guilty of a practice known as rebooking share trades. This involved the transfer of share trades ...

Australian online broker market 'world's most highly concentrated'

JAMES FERNYHOUGH  |  WEDNESDAY, 12 JUN 2013
... its market the way CommSec does, with half the market by primary relationships. The closest comparison is Phillip's Stockbroking in Singapore, with a 31% market share." "CommSec also has a relatively low attrition rate compared to its peers. Combined ...

Ex-Lonsec MD convicted of insider trading

JAMES FERNYHOUGH  |  THURSDAY, 23 MAY 2013
Norman John Graham, a former managing director of stockbroking firm Lonsec, was convicted of insider trading at the County Court of Victoria on Wednesday. In 2010, Graham sold 200,000 shares in Clean Seas Tuna knowing that the fisheries company was ...