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Showing 171 - 180 of 8306 results for "retail"

Stay or leave: ASIC's private credit clampdown tests managers

RIDDHIMA TALWANI  |  THURSDAY, 13 NOV 2025
... conflict-of-interest management in wholesale private credit funds. It will also examine the sale of private credit funds to retail clients through direct and advised channels.

ASIC cracks down on adviser CPD failures

ELIZA BAVIN  |  FRIDAY, 7 NOV 2025
Five financial advisers have been brought before the Financial Services and Credit Panel (FSCP) for failing to comply with their continuing professional development (CPD) requirements, ASIC said. The financial regulator convened multiple sitting panels ...

L1 Capital appoints broker distribution lead

ELIZABETH FRY  |  THURSDAY, 6 NOV 2025
... under management. Espina has over 12 years of global experience working in the investment management industry with both retail and institutional clients. Before his four years with L1 Capital, Espina worked as an account manager for Schroders and as ...

Member engagement lies in rewards, gamification: Whitepaper

KARREN VERGARA  |  THURSDAY, 6 NOV 2025
... QSuper offer this engagement strategy. Others have introduced member benefits program that offer curated discounts across retail, travel, and entertainment. "When members can access real-world savings on groceries, fuel, entertainment or experiences ...

Metrics supports efforts to raise standards in private credit

RIDDHIMA TALWANI  |  THURSDAY, 6 NOV 2025
... risks of products and flout basic disclosure on the state of investments. ASIC's Report 820: Private credit surveillance: retail and wholesale funds said that some fund managers are potentially contravening financial services laws. Metrics chief executive ...

Private credit funds downplay risks, pose risk to financial system: ASIC

KARREN VERGARA  |  WEDNESDAY, 5 NOV 2025
... deep dive into the private credit sector, which lasted nearly a year, delved into 28 private credit products including retail and wholesale funds that are either listed or unlisted. The sample included products provided by Metrics Credit Partners, La ...

Paradice lists mid cap strategy as ETF

ANGELIQUE MINAS  |  WEDNESDAY, 5 NOV 2025
... by 2.55% per year. Currently, the fund manages $2.8 billion in institutional money, as well as $103 million in unlisted retail funds. Paradice Investment Management fund co-portfolio manager Jordan Woods described Australia mid caps as an underrated ...

GSFM bolsters Queensland presence

ELIZABETH FRY  |  THURSDAY, 30 OCT 2025
... Kayla Batiste has been appointed to the newly created role, reporting to the $12.16 billion fund manager's head of retail business, Ben Williams. She will oversee panel management, client retention, platform and product distribution, strategic planning ...

Crown Wealth director banned for two years

KARREN VERGARA  |  THURSDAY, 30 OCT 2025
... Wealth in March 2024, after it was placed into voluntary administration. It was previously allowed to provide advice to retail and wholesale clients regarding superannuation, securities, deposit and payment products, interests in managed investment schemes ...

Janus Henderson launches small caps fund in Australia

ANGELIQUE MINAS  |  THURSDAY, 30 OCT 2025
... Small Cap Index at 3.8%. It can invest in any industry, in any country within the index and will be available to Australian retail and institutional investors. It is managed by Nick Sheridan, who has over 30 years of experience in portfolio and funds ...