Search Results | Showing 171 - 180 of 8306 results for "retail" |
| | | ... conflict-of-interest management in wholesale private credit funds. It will also examine the sale of private credit funds to retail clients through direct and advised channels. |
| | | | Five financial advisers have been brought before the Financial Services and Credit Panel (FSCP) for failing to comply with their continuing professional development (CPD) requirements, ASIC said. The financial regulator convened multiple sitting panels ... |
| | | | ... under management. Espina has over 12 years of global experience working in the investment management industry with both retail and institutional clients. Before his four years with L1 Capital, Espina worked as an account manager for Schroders and as ... |
| | | | ... QSuper offer this engagement strategy. Others have introduced member benefits program that offer curated discounts across retail, travel, and entertainment. "When members can access real-world savings on groceries, fuel, entertainment or experiences ... |
| | | | ... risks of products and flout basic disclosure on the state of investments. ASIC's Report 820: Private credit surveillance: retail and wholesale funds said that some fund managers are potentially contravening financial services laws. Metrics chief executive ... |
| | | | ... deep dive into the private credit sector, which lasted nearly a year, delved into 28 private credit products including retail and wholesale funds that are either listed or unlisted. The sample included products provided by Metrics Credit Partners, La ... |
| | | | ... by 2.55% per year. Currently, the fund manages $2.8 billion in institutional money, as well as $103 million in unlisted retail funds. Paradice Investment Management fund co-portfolio manager Jordan Woods described Australia mid caps as an underrated ... |
| | | | ... Kayla Batiste has been appointed to the newly created role, reporting to the $12.16 billion fund manager's head of retail business, Ben Williams. She will oversee panel management, client retention, platform and product distribution, strategic planning ... |
| | | | ... Wealth in March 2024, after it was placed into voluntary administration. It was previously allowed to provide advice to retail and wholesale clients regarding superannuation, securities, deposit and payment products, interests in managed investment schemes ... |
| | | | ... Small Cap Index at 3.8%. It can invest in any industry, in any country within the index and will be available to Australian retail and institutional investors. It is managed by Nick Sheridan, who has over 30 years of experience in portfolio and funds ... |
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