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Showing 1801 - 1810 of 10114 results for "Financial services"

MLC Life appoints chief risk officer

JAMIE WILLIAMSON  |  FRIDAY, 1 JUL 2022
... strong track record in driving innovation in risk management and compliance for some of Australia's largest financial services organisations. Her understanding of the issues impacting our sector, as we continue to embed a strong risk culture in our ...

Collimate Capital deals inch toward completion

CHLOE WALKER  |  FRIDAY, 1 JUL 2022
... continues to work closely with Dexus and DigitalBridge to ensure the smooth transition of the businesses," the financial services giant said. This includes the transfer of applicable legal entities, business assets, systems and employees, which will ...

SEC fines UBS Financial Services over fraud charges

JAMIE WILLIAMSON  |  THURSDAY, 30 JUN 2022
In the US, UBS Financial Services has agreed to pay US$25 million to settle fraud charges related to a complex options trading strategy it sold to investors without adequately educating their financial advisers on the product's risks. The Yield Enhancement ...

ASIC takes Mercer Financial Advice to court

JAMIE WILLIAMSON  |  THURSDAY, 30 JUN 2022
... large financial institution charging fees to customers that we allege it was not entitled to charge, being for financial services and advice those customers did not receive." "Additionally, Mercer's poor compliance systems led to allegedly misleading ...

TIP Group appoints senior executives

CHLOE WALKER  |  THURSDAY, 30 JUN 2022
... public and private company management experience, Wong moves into his new role from the position of head of financial services, which he has held since joining the company in January. Previously, Wong was chief executive of New Zealand's Evolve Education ...

GQG Partners adds to distribution team

JAMIE WILLIAMSON  |  WEDNESDAY, 29 JUN 2022
... Australia and Justin's appointment is part of this growth," Bullock said. "He has a strong understanding of the financial services industry and the financial advice market in NSW which will be invaluable to our team." He added that the appointment also ...

AMP completes Resolution Life divestment

ANDREW MCKEAN  |  WEDNESDAY, 29 JUN 2022
... satisfied. "The successful completion of the transaction strengthens AMP's capital position," AMP said. The financial services company will provide an update on its capital position at its half-year results on 11 August 2022. Resolution Life Australasia ...

Former adviser charged over faked books

CHLOE WALKER  |  TUESDAY, 28 JUN 2022
... was permanently banned by ASIC for his dishonest conduct with the regulator saying he is likely to contravene financial services law in future for reasons including that he did so while licensed under two different groups. Commenting on the sanction ...

ASIC obtains orders to freeze assets

ANDREW MCKEAN  |  TUESDAY, 28 JUN 2022
... urgent, ex parte, basis because it is concerned Arandez and/or these four companies have allegedly carried on a financial services business, since June 2019, without holding an Australian financial services licence. It's also been alleged that Arandez ...

State Super welcomes new board director

JAMIE WILLIAMSON  |  TUESDAY, 28 JUN 2022
... executive. Cathy Yuncken joined the State Super board last month, adding more than 30 years' experience in financial services. She is currently managing director of See Y, a commercial and financial advisory consultancy she founded. Prior to that, she ...