Search Results | Showing 161 - 170 of 311 results for "Shield" |
| | | SQM Research is facing scrutiny over its questionable ratings of the defunct Shield Master Fund and First Guardian schemes. SQM Research managing director Louis Christopher has released a statement overnight explaining the assigned ratings. Christopher ... |
| | | | ... buck" to financial advisers and shedding responsibility for overlooking dodgy investment options as the fallout from the Shield Master Fund and First Guardian Master Fund mounts to $1 billion in losses. In his address at the Financial Services Council's ... |
| | | | ... undisclosed information. However, the group said it was aware of an article published in The Australian on July 25, alleging Shield Master Fund investors unknowingly played a role in ensuring Sequoia's $40.5 million sale of Morrison Securities. It was ... |
| | | | ... former financial advisers of MWL Financial Services that were involved in investing clients' superannuation into the Shield Master Fund, as well as other breaches of obligations. Former financial advisers of MWL, Rocco D'Amelio and Robert Crossing ... |
| | | | ... and Gordon Lawyers are investigating a potential class action on behalf of investors in First Guardian Master Fund and Shield Master Fund for allegedly operating a Ponzi scheme with thousands of Australians' superannuation savings. Slater and Gordon ... |
| | | | ... understand the full scope of what went wrong with Dixon Advisory and to ensure it is not repeated. The recent experience with Shield and First Guardian emphasises the importance of an inquiry into such matters." The inquiry has faced adjournments in ... |
| | | | ... and financial advice complaints jumped 18% in the 2025 financial year, thanks to the failures of United Global Capital, Shield Master Fund, First Guardian Master Fund and Brite Advisors. This is according to the Australian Financial Complaints Authority ... |
| | | | Two former MWL Financial Services financial advisers who invested clients' superannuation in the Shield Master Fund have copped bans from the regulator. Matthew Simon Bradley has ceased working in financial services for eight years after ASIC found ... |
| | | | ... 2026/27 year," she said. "Further, and most importantly, these numbers do not include any allowance for the impact of either Shield or First Guardian, although numerous announcements by ASIC suggest these are very substantial matters where financial ... |
| | | | ... are looking at," she said. The downfall of Australian Fiduciaries, ISG, and United Global Capital (UGC), as well as the Shield Master Fund and First Guardian Master Fund in recent years has come to a head for ASIC, which has recently ramped up its policing ... |
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