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Showing 161 - 170 of 4473 results for "October"

Equity Story to raise $3.5m to enter property sector

RIDDHIMA TALWANI  |  THURSDAY, 16 OCT 2025
... expenses over the next six to 12 months, including administration fees and other obligatory overheads. The offer will open on October 24 and will close on November 7. Equity Story recently also provided an update on its acquisition of advisory firm Baker ...

APRA lifts final Westpac capital add-on

KARREN VERGARA  |  WEDNESDAY, 15 OCT 2025
... Westpac for more fundamental deficiencies in its risk management framework, this time relating to anti-money laundering. In October of the following year, the Federal Court ordered Westpac to pay a $1.3 billion penalty for its breaches of the Anti-Money ...

Australian super funds 'important' for the UK economy

MATTHEW WAI  |  TUESDAY, 14 OCT 2025
... later this month to explore more collaborative investment opportunities. The Australian Superannuation Mission - beginning October 20 and will be held in London (day one) and Birmingham (day two) - will gather senior executives from various Australian ...

ASIC seeks compensation for Shield victims from EQT

ELIZA BAVIN  |  MONDAY, 13 OCT 2025
... to the initial claim for civil penalties and legal costs. ASIC confirmed the updated Statement of Claim, saying: "On 10 October 2025, ASIC sought to amend its proceeding to seek compensation from Equity Trustees for losses resulting from the alleged ...

ASIC cancels CPG Research & Advisory's AFSL

RIDDHIMA TALWANI  |  FRIDAY, 10 OCT 2025
... ASIC has cancelled CPG Research & Advisory's AFSL, which is linked to the now-defunct Linchpin Capital, effective October 7. The cancellation comes after CPG ceased to carry on a financial services business and failed to pay industry funding levies ...

Rest Super deputy CIO lands new gig

ELIZABETH FRY  |  THURSDAY, 9 OCT 2025
... is currently working through its recruitment process to fill Esposito's role. He will finish at the fund later in October. Esposito is set to join CVC Capital Partners as managing director and head of client and product solutions for the buyout firm's ...

ASIC bans another former Lighthouse Partners director

ANGELIQUE MINAS  |  THURSDAY, 9 OCT 2025
... failing to recognise the seriousness of fees for no service conduct, committed by Roper. ASIC said between January 2022 and October 2023 Lighthouse Partners engaged in fees for no service conduct for 14 clients. During this time, Archibald was chief ...

La Trobe appoints new liquidity chief

ANGELIQUE MINAS  |  THURSDAY, 9 OCT 2025
... Month and 2 Year Accounts of the La Trobe Australian Credit Fund in late September, and for the US Private Credit Fund in October. As part of the process to remove restrictions on the Australian funds, La Trobe updated its Target Market Determinations ...

ASIC raises alarm on auditor independence, conflicts of interest

KARREN VERGARA  |  WEDNESDAY, 8 OCT 2025
... 15 auditors proactively reported the potential breaches to ASIC, despite receiving a reminder from the regulator last October. Following the review, Nexia Perth was ordered to pay $78,250 this month for failing to audit a listed company in line with ...

Platinum LIC turns down WAM bid

KARREN VERGARA  |  FRIDAY, 3 OCT 2025
... in favour of merging with L1 Capital to create a $16.5 billion entity. Platinum completed its merger with L1 Capital on October 1. The new entity began trading as L1 Group under ticker code L1G on this date. Jeff Peters is the chief executive of the ...