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Showing 141 - 150 of 4447 results for "October"

ASIC bans another former Lighthouse Partners director

ANGELIQUE MINAS  |  THURSDAY, 9 OCT 2025
... failing to recognise the seriousness of fees for no service conduct, committed by Roper. ASIC said between January 2022 and October 2023 Lighthouse Partners engaged in fees for no service conduct for 14 clients. During this time, Archibald was chief ...

La Trobe appoints new liquidity chief

ANGELIQUE MINAS  |  THURSDAY, 9 OCT 2025
... Month and 2 Year Accounts of the La Trobe Australian Credit Fund in late September, and for the US Private Credit Fund in October. As part of the process to remove restrictions on the Australian funds, La Trobe updated its Target Market Determinations ...

ASIC raises alarm on auditor independence, conflicts of interest

KARREN VERGARA  |  WEDNESDAY, 8 OCT 2025
... 15 auditors proactively reported the potential breaches to ASIC, despite receiving a reminder from the regulator last October. Following the review, Nexia Perth was ordered to pay $78,250 this month for failing to audit a listed company in line with ...

Platinum LIC turns down WAM bid

KARREN VERGARA  |  FRIDAY, 3 OCT 2025
... in favour of merging with L1 Capital to create a $16.5 billion entity. Platinum completed its merger with L1 Capital on October 1. The new entity began trading as L1 Group under ticker code L1G on this date. Jeff Peters is the chief executive of the ...

CareSuper, MIESF finalise merger

JAMIE WILLIAMSON  |  THURSDAY, 2 OCT 2025
... team is providing transitional support over the handover period. A limited services period remains in place for most of October, with MIESF members to receive their welcome packs from CareSuper in November. In July, the two funds confirmed the merger ...

RBA delivers 'hawkish hold'

ELIZA BAVIN  |  WEDNESDAY, 1 OCT 2025
... of further holds down the line. "Either way, critical to the outlook will be the September quarter CPI report in late October. If this report reveals an easing in annual trimmed mean inflation from the 2.7% rate in the June quarter to say 2.6% or 2.5% ...

Super funds must improve reporting, audits: ASIC

JAMIE WILLIAMSON  |  TUESDAY, 30 SEP 2025
... three that ASIC will release in relation to financial reporting and audit quality. The next report, to be released in October, will focus on auditor independence.

Allspring appoints head of sales for new Sydney office

ANGELIQUE MINAS  |  MONDAY, 29 SEP 2025
... affiliate Ardea Investment Management. Most recently, Gordon was head of distribution for amicaa; he left that role in October last year after just four months. The appointment follows Allspring's recent partnership with Bennelong Funds Management and ...

UBS shutters international shares fund

MATTHEW WAI  |  MONDAY, 29 SEP 2025
... International Share Fund, noting the fund is not at an "optimal size" to continue. The fund is to be terminated on or around October 21. "After analysis of market conditions and investment trends, UBS believes that closing the fund is in the best interest ...

ASIC permanently bans jailed adviser

MATTHEW WAI  |  FRIDAY, 26 SEP 2025
... million. Anthony Joseph Del Vecchio served as a financial adviser for Freedom Finance Australia from November 2016 to October 2023. He was the authorised representative of Financial Services Partners from 12 December 2018 to 13 November 2020, and Wealth ...